The securities regulatory authorities in Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (the participating jurisdictions) are providing an update on the timing of t
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The Canadian Securities Administrators (CSA) today adopted final rules that implement a trailing commission
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The Canadian Securities Administrators (CSA) today issued blanket relief that provides dealing representatives i
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The Canadian Securities Administrators (CSA) is proposing targeted changes to provide registered firms and ind
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Ontario is urged to adopt the passport rule to introduce speed and eliminate additional costs
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The Canadian Securities Administrators (CSA) is on track to release specific recommendations this summer for the regulatory framework currently occupied by two SROs – the Investment Industry Regula
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The Canadian Securities Administrators (CSA) today published key findings of recently completed reviews of i
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The Canadian Securities Administrators (CSA) has launched a digital campaign for Fraud Prevention Month this March to remind Canadians to “get the full picture” before making an investment decision
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The Canadian Securities Administrators (CSA) today published guidance to improve the quality of disclos