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Proposed Rules and Changes

Following are the proposed rules and changes currently out for comment—organized by industry. 

If you wish to be notified when information becomes available for each sector, please subscribe to receive email updates for regulatory notices.

11 Results
Request for Comments UP-001 Unclaimed Property – General and UP-002 Unclaimed Property – Fees

On 08 September 2020, the Financial and Consumer Services Commission (Commission) approved publication of the Proposed Rules in order to receive feedback from stakeholders on the rules for unclaimed property in New Brunswick.

How to Contact

A paper copy of the proposed materials may be obtained by writing, telephoning or emailing the Commission. Comments are to be provided, in writing, by no later than 23 November 2020 to:

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, N.B. E2L 2J2
Telephone: 506-658-3060
Toll Free: 866-933-2222
Fax: 506-658-3059
E-mail: information@fcnb.ca

Comment Period Opened
22 Sep 2020 to 23 Nov 2020
Request for Comment
CSA Proposes Changes to Offering Memorandum Prospectus Exemption

Proposed Amendments to National Instrument 45-106 Prospectus Exemptions

Please submit your comments in writing on or before 16 December 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word Format)

How to Contact


Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, N.B.   E2L 2J2
Telephone:      506-658-3060
Toll Free:     866-933-2222 (within NB only)
Fax:         506-658-3059    
E-mail:     secretary@fcnb.ca

 

 

Comment Period Opened
17 Sep 2020 to 16 Dec 2020
Mandatory Central Counterparty Clearing of Derivatives

Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives

Please submit your comments in writing on or before 2 December 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word Format)

How to Contact

Comments are to be provided, in writing, by no later than 2 December 2020 to:

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, N.B.   E2L 2J2
Telephone:      506-658-3060
Toll Free:     866-933-2222 (within NB only)
Fax:         506-658-3059    
E-mail:     secretary@fcnb.ca

 

Comment Period Opened
3 Sep 2020 to 2 Dec 2020
Prospectus and Registration Exemption
How to Contact

Comments are to be provided, in writing, by no later than 5 October 2020 to:

Corporate Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, N.B.   E2L 2J2
Telephone:      506-658-3060
Toll Free:     866-933-2222 (within NB only)
Fax:         506-658-3059
E-mail:     info@fcnb.ca

Comment Period Opened
6 Aug 2020 to 5 Oct 2020
Designation as a Market Participant

Please submit your comments in writing on or before September 7, 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

How to Contact

Comments are to be provided, in writing, by no later than 7 September 2020 to:

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, N.B.   E2L 2J2
Telephone:      506-658-3060
Toll Free:     866-933-2222 (within NB only)
Fax:         506-658-3059    
E-mail:     secretary@fcnb.ca

 

Comment Period Closed 7 Sep 2020
Guidance on Registration Requirements for CCOs and Request for Comments

We welcome comments as we work with registrants to operationalize the three models addressed in this Notice. Staff are interested in receiving feedback on registrants’ use of the three models.

How to Contact

We ask that all comments be provided by e-mail to 31-358@acvm-csa.ca on or before September 30, 2020.

Comment Period Opened
2 Jul 2020 to 30 Sep 2020
CSA Consultation Paper 25-402 - Consultation on the Self-Regulatory Organization Framework

Please submit your comments in writing on or before October 23, 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

How to Contact

Please send your comments only to the addresses below. Your comments will be forwarded to the other CSA member jurisdictions.

The Secretary
Ontario Securities Commission
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Fax: 416-593-2318
E-mail: comments@osc.gov.on.ca

Me Philippe Lebel, Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax: 514-864-6381
E-mail: consultation-en-cours@lautorite.qc.ca 

Comment Period Opened
25 Jun 2020 to 23 Oct 2020
Registration Requirements, Exemptions and Ongoing Registrant Obligations

Please submit your comments in writing on or before June 3, 2020. If you are not sending your comments by email, please send a CD containing the submissions (in Microsoft Word format). Comment period extended to 20 July 2020.

How to Contact

Deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA members.

The Secretary
Ontario Securities Commission
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Fax: 416-593-2318
comments@osc.gov.on.ca

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax: 514-864-8381
consultation-en-cours@lautorite.qc.ca

Comment Period Closed 20 Jul 2020
CSA Notice and Request for Comment Proposed National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemption

Please submit your comments in writing on or before May 27, 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format). Comment period extended to 13 July 2020.

How to Contact

Deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA.

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax: 514 864-8381
consultation-en-cours@lautorite.qc.ca

The Secretary
Ontario Securities Commission 
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Fax: 416 593-2318
comments@osc.gov.on.ca

Comment Period Closed 13 Jul 2020
Proposed National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

Please submit your comments in writing on or before May 13, 2020. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format). Comment period extended to 29 June 2020.

How to Contact

Deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA.

The Secretary
Ontario Securities Commission
20 Queen Street West
19th Floor, Box 55
Toronto ON M5H 3S8
Fax: 416-593-2318
comment@osc.gov.on.ca

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar 
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax: (514) 864-8381
E-mail: consultation-en-cours@lautorite.qc.ca

Comment Period Closed 29 Jun 2020
Notice: Consultation Paper – Insurance 2020 “Diagnostic and Treatment Protocols” out for Comment

 

How to Contact

Please address your submission to:

E-mail: consultation@fcnb.ca

Alternatively, submissions may be sent by mail or fax to:

Insurance Division c/o David Weir
Financial and Consumer Services Commission
200-225 King St. 
Fredericton, NB E3B 1E1

Fax: (506) 453-7435

Comment period extended to 18 June 2020.

Comment Period Closed 18 Jun 2020