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Proposed Rules and Changes

Following are the proposed rules and changes currently out for comment—organized by industry. 

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3 Results

CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before 28 February 2024.

How to Contact

Please deliver your comments only to the addresses that follow. Your comments will be forwarded to the remaining CSA member jurisdictions:

 

Meg Tassie
Senior Advisor, Legal Services,
Capital Markets Regulation
British Columbia Securities Commission
1200 - 701 West Georgia Street
P.O. Box 10142, Pacific Centre
Vancouver, British Columbia V7Y 1L2
Fax: 604.899.6506
mtassie@bcsc.bc.ca


Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax: 514 864-8381
consultation-en-cours@lautorite.qc.ca

The Secretary
Ontario Securities Commission
20 Queen Street West
22nd Floor, Box 55
Toronto, Ontario
M5H 3S8
Fax: 416 593-2318
comments@osc.gov.on.ca


 

 

Comment Period Opened
30 Nov 2023 to 28 Feb 2024

Proposed Amendments to National Instrument 81-102 Investment Funds

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before January 17, 2024.

How to Contact

Please send your comments only to the following addresses. Your comments will be forwarded to the remaining jurisdictions: 

The Secretary                                                 Me Philippe Lebel
Ontario Securities Commission                  Corporate Secretary and Executive Director, Legal Affairs
20 Queen Street West                                  Autorité des marchés financiers
22nd Floor, Box 55                                        Place de la Cité, tour Cominar
Toronto, Ontario                                            2640, boulevard Laurier, bureau 400
M5H 3S8                                                          Québec (Québec) G1V 5C1
Fax: 416-593-2318                                        Fax: (514) 864-8381
Email: comments@osc.gov.on.ca              Email: consultation-en-cours@lautorite.qc.ca

 

Comment Period Opened
19 Oct 2023 to 17 Jan 2024

Proposed Amendments to National Instrument 44-102 Shelf Distributions relating to Well-known Seasoned Issuers

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before 20 December 2023.

How to Contact

Please send your comments only to the following addresses. Your comments will be forwarded to the remaining jurisdictions: 

The Secretary                                                 Me Philippe Lebel
Ontario Securities Commission                  Corporate Secretary and Executive Director, Legal Affairs
20 Queen Street West                                  Autorité des marchés financiers
22nd Floor, Box 55                                        Place de la Cité, tour Cominar
Toronto, Ontario                                            2640, boulevard Laurier, bureau 400
M5H 3S8                                                          Québec (Québec) G1V 5C1
Fax: 416-593-2318                                        Fax: (514) 864-8381
Email: comments@osc.gov.on.ca              Email: consultation-en-cours@lautorite.qc.ca

 

Comment Period Opened
23 Sep 2023 to 20 Dec 2023