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Proposed Rules and Changes

Following are the proposed rules and changes currently out for comment—organized by industry. 

If you wish to be notified when information becomes available for each sector, please subscribe to receive email updates for regulatory notices.

5 Results

Notice and Request for Comment - Publication for comment of proposed amendments to Rule INS-001 Insurance Intermediaries Licensing and Obligations

Comment Period Opened 18 Feb 2025 TO 18 Apr 2025

Comments are to be provided, in writing, by no later than April 18, 2025.

How to Contact

Secretary
Financial and Consumer Services Commission of New Brunswick
85 Charlotte Street, Suite 300
Saint John, N.B. E2L 2J2
Toll Free: 866-933-2222
E-mail: secretary@fcnb.ca

  Submit a Comment Online

Proposed Amendments to National Instrument 23-101 Trading Rules

Comment Period Opened 23 Jan 2025 TO 24 Mar 2025

Please address your comments to the Financial and Consumer Services Commission of New Brunswick and submit it in writing in Microsoft Word format on or before 24 March 2025.

How to Contact

Please deliver your comments to the addresses below. Your comments will be distributed to the participating jurisdictions: 
The Secretary
Ontario Securities Commission 
20 Queen Street West

22nd Floor
Toronto, Ontario M5H 3S8
Email: comments@osc.gov.on.ca

 

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Email: consultation-en-cours@lautorite.qc.ca

  Submit a Comment Online

Notice and Request for Comments – Proposed Local Rule 81-512 – Rescission of Purchase of Mutual Fund Security

Comment Period Opened 14 Jan 2025 TO 17 Mar 2025

Comments are to be provided, in writing, by no later than March 17, 2025.

How to Contact

Please deliver your comments to the address below:

Secretary
Financial and Consumer Services Commission of New Brunswick
85 Charlotte Street, Suite 300
Saint John, N.B.   E2L 2J2
Toll Free:             866-933-2222
E-mail:                 secretary@fcnb.ca

  Submit a Comment Online

CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital MarketS

Comment Period Opened 5 Dec 2024 TO 31 Mar 2025

Please submit your comments on or before March 31, 2025 addressed to the Financial and Consumer Services Commission of New Brunswick.

How to Contact

We ask that you kindly deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA regulators: 

The Secretary
Ontario Securities Commission                     
20 Queen Street West                                   
22nd Floor                                         
Toronto, Ontario M5H 3S8                
Email: comments@osc.gov.on.ca

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Email: consultation-en-cours@lautorite.qc.ca

  Submit a Comment Online

CSA Notice and Request for Comment – Proposed Amendments and Changes to address the Principal Distributor Model for Mutual Funds

Comment Period Opened 28 Nov 2024 TO 28 Apr 2025

Please submit your comments on or before April 28, 2025 addressed to the Financial and Consumer Services Commission (New Brunswick).

How to Contact

We ask that you kindly deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA regulators: 

The Secretary
Ontario Securities Commission
20 Queen Street West
22nd Floor
Toronto, Ontario M5H 3S8
Email: comments@osc.gov.on.ca

 

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Email: consultation-en-cours@lautorite.qc.ca

  Submit a Comment Online