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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

31-102 - National Registration Database

Current Instruments

Category

3 - Registration Requirements and Related Matters

No	Document	Type	Publication Date
31-102	National Instrument (Consolidated up to 13 January 2014)	National Instrument	13/01/2014
31-102	Companion Policy	Companion Policy	28/09/2009

Related Documents

No	Document	Type	Publication Date
13-322	CSA Staff Notice 13-322 Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules	CSA Notice	09/01/2014

History

No	Document	Type	Publication Date
31-102	Amendment Instrument to NI 31-102	Amendments to Instrument	13/01/2014
31-102	Ministerial Consent	Ministerial Consent	20/09/2013
31-102	Revised CSA Notice of Amendments to NI 13-101, NI 31-102 and NI 55-102	CSA Notice	29/08/2013
31-102	CSA Notice of MI 13-102 System Fees for SEDAR and NRD	CSA Notice	18/07/2013
31-102	Ministerial Consent	Ministerial Consent	28/09/2009
31-102	National Instrument	National Instrument	28/09/2009
31-102	CSA Notice of Repeal and Replacement of NI 33-109 Registration Information	CSA Notice	17/07/2009
31-102	CSA Notice and Request for Comment	CSA Notice	29/02/2008
31-102	Ministerial consent	Ministerial Consent	15/05/2007
31-102	Amendment Instrument for NI 31-102	Amendments to Instrument	15/05/2007
31-102	CSA Request for Comment	CSA Notice	23/06/2006
31-102	Amendment Instrument	Amendments to Instrument	23/06/2006
31-102	Ministerial Consent	Ministerial Consent	10/05/2005
31-801	New Brunswick Implementing Instrument 31-801	Implementing Instrument	10/05/2005
31-102	Multilateral Instrument	Multilateral Instrument	10/05/2005
31-102	Companion Policy	Companion Policy	10/05/2005