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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

41-201 - Income Trusts and Other Indirect Offerings

Category: 4 - Distribution Requirements

Status:

Current Instruments:

No	Document	Type	Publication Date
41-201	National Policy (Consolidated up to 9 June 2023)	National Policy	20/06/2023

Related Documents:

No	Document	Type	Publication Date
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History:

No	Document	Type	Publication Date
41-201	Changes to NP 41-201 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
41-201	Ministerial Consent	Ministerial Consent	04/04/2023
41-201	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
41-201	Changes to NP 44-201	Changes to National Policy	13/08/2013
41-201	National Policy (Consolidated up to 13 August 2013)	National Policy	13/08/2013
41-201	Ministerial Consent	Ministerial Consent	05/07/2013
41-201	CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201	CSA Notice	30/05/2013
41-201	Amendment Instrument to NP 41-201	Amendments to Instrument	01/01/2011
41-201	National Policy (Consolidated up to 1 January 2011)	National Policy	01/01/2011
41-201	CSA Notice of Amendments - National Policy 41-201 Income Trusts and Other Indirect Offerings	CSA Notice	09/11/2010
41-201	CSA Notice and Request for Comment	CSA Notice	19/12/2008
41-201	Amendment Instrument arising from NI 52-109	Amendments to Instrument	15/12/2008
41-201	National Policy (Consolidated up to 15 December 2008)	National Policy	15/12/2008
41-201	Amendment Instrument arising from NP 48	Amendments to Instrument	31/12/2007
41-201	CSA Notice of Amendments	CSA Notice	12/10/2007
41-201	National Policy	National Policy	06/07/2007
41-201	CSA Requesr for Comment	CSA Notice	05/01/2007
41-201	National Policy	National Policy	05/01/2007
41-201	National Policy (Repealed)	National Policy	24/01/2005