Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

SROs and Other Regulated Entities

The Commission oversees the operation of marketplaces, self-regulatory organizations (SROs), clearing agencies, trade repositories, and investor protection funds in New Brunswick. It promotes compliance with the requirements in securities legislation as well as with any related rules and policies.

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

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Regulated Industries

For Individuals

For Organizations

Industry Resources

SROs and Other Regulated Entities