Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Trade Repositories

A trade repository is an entity that collects and maintains reports of trades of derivatives. The Commission has issued the following documents related to trade repositories.

Instruments in Force

Recognition Order Recognition to Chicago Mercantile Exchange Inc. as a Trade Repository in New Brunswick dated 15 July 2016.

Recognition Order Recognition to DTCC Data Repository (U.S.) LLC as a Trade Repository in New Brunswick dated 15 July 2016.

Recognition Order Recognition to ICE Trade Vault, LLC as a Trade Repository in New Brunswick dated 15 July 2016.

Recognition Order Recognition to KOR Reporting, Inc. as a Trade Repository in New Brunswick dated 12 March 2024.

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

Trade Repositories

Instruments in Force