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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Auditor Oversight Bodies

An auditor oversight body is a body that regulates the auditing or review of financial statements that are required to be filed under the Securities Act or the regulations.

The Securities Act provides the Commission with the power to recognize auditor oversight bodies.

Instruments in Force

Recognition Order

Canadian Public Accountability Board
1 August 2020

History

Recognition Order

Canadian Public Accountability Board
1 August 2017

Recognition Order

Canadian Public Accountability Board
1 August 2014

Recognition Order

Canadian Public Accountability Board
10 January 2013

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

Auditor Oversight Bodies

Instruments in Force

History