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Event Calendar

2 Results

October 2021

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20 Oct 2021
1:00 PM
TO
2:00 PM

This webinar will help investment professionals understand their regulatory requirements and how the CFR requirements will impact their work and practices.

Key topics covered in the webinar include:

26 Oct 2021
1:00 PM
TO
2:00 PM

This webinar will help industry professionals understand the new regulatory requirements to seek a trusted contact person on an account and when placing a temporary hold in certain circumstances. These changes will come into effect on December 31, 2021.