Hot topics in securities regulation (in French)

This webinar will help investment professionals understand their regulatory requirements.

Key topics covered in the webinar include:

• reforms by the Canadian Securities Administrators to enhance the client-registrant relationship (client focused reforms);
• the prohibition of deferred sales charges for investment funds and the prohibition of mutual fund trailing commissions where no suitability determination is required; and
• the recent Consultation Paper on the Self-Regulatory Organization Framework by the Canadian Securities Administrators.

Registration (in French)

For more information on the English webinar, click here.