Any individual or firm who is in the business of advising or trading in securities or derivatives in New Brunswick must be registered with the Commission, unless an exemption applies.
Crypto trading platforms – which sometimes call themselves “crypto exchanges” – must be regulated by a Canadian securities regulator. This means these platforms must register with provincial or territorial securities regulators and abide by certain conditions to help protect investors including risk management, disclosure and more. Platforms located outside of Canada that provide services to Canadians must also be registered in Canada.
Check the registration of an
investment professional or firm