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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Coming into force of Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers

Please be advised that the following documents have been uploaded to the Securities Division Regulatory Instruments section on our website:

National Instrument 41-101 General Prospectus Requirements
Companion Policy 41-101 to National Instrument 41-101 General Prospectus Requirements
National Instrument 44-101 Short Form Prospectus Distributions
National Instrument 44-102 Shelf Distributions
Companion Policy 44-102 to National Instrument 44-102 Shelf Distributions
National Instrument 44-103 Post-Receipt Pricing
Companion Policy 44-103 to National Instrument 44-103 Post-Receipt Pricing
National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means