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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
TO
1402 Result(s)

Lino Novielli

Type: Notice of Hearing
Type: Ex-parte Temporary Order

Richard Wylie

Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Robert Black

Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

Brian Moloney

Type: Ex-parte Temporary Order

Evanna Tomeli

Type: Ex-parte Temporary Order

Goldpoint Resources Corporation

Jack Anderson

Type: Ex-parte Temporary Order

Jim Corcoran

Type: Ex-parte Temporary Order

706166 Alberta Ltd.

Type: Statement of Allegations

Donald Nason

Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations
Type: Order

Harry Niles

Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations

Lorne Drever

Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations

Michael Cody

Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations

Tubtron Controls Corp.

Locate Technologies Inc.

James H. Oagles

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Jeannie Tracy

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Robert E. Lane

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Ronald J. Fulton

Type: Notice of Hearing
Type: Statement of Allegations

Wealth Pools International Inc.

Bradley Corporate Services Ltd.

Al Grossman

Type: Reasons for Decisions

Alan Marsh Shuman

Type: Reasons for Decisions

First Global Ventures S.A.

Al-Tar Energy Corp.

Type: Reasons for Decisions

Alberta Energy Corp.

Type: Reasons for Decisions

Eric O'Brien

Type: Reasons for Decisions

Julian Sylvester

Type: Reasons for Decisions

George Dizcarra

Type: Reasons for Decisions

Jorge Vizcarra

Type: Reasons for Decisions

Meisner Corporation

Type: Reasons for Decisions

Meisner Inc. S.A.

Type: Reasons for Decisions

Meisner Incorporated

Type: Reasons for Decisions