Self-Serve Portal

51-102 - Continuous Disclosure Obligations

There is a public consultation in progress that is applicable to this rule. Click here for more information.

Category: 5 - Ongoing Requirements for Issuers and Insiders
Status:

Current Instruments:

No Document Type Publication Date
51-102 National Instrument (Consolidated up to 9 June 2023) National Instrument
51-102 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Proposed Rules and Changes:

CSA Notice of Republication and Request for Comment - Proposed Amendments to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers

Comment Period Opened 19 Nov 2024 TO 17 Feb 2025
CSA Notice of Republication and Request for Comment - Proposed Amendments to Implement an Access Model for Continuous Disclosure.pdf

Please submit your comments in writing on or before February 17, 2025 via email in Microsoft Word format.

How to Contact

Please deliver your comments only to the addresses below. Your comments will be forwarded to the remaining CSA member Jurisdictions: 

The Secretary   
Ontario Securities Commission                 
20 Queen Street West                                 
22nd Floor                                                      
Toronto, Ontario
M5H 3S8
Email: comments@osc.gov.on.ca
         

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Email: consultation-en-cours@lautorite.qc.ca

 

  Submit a Comment Online

Related Documents:

No Document Type Publication Date
51-365 CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2024 and March 31, 2023 CSA Notice
13-103 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
41-101 CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice
41-101 CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice
52-112 CSA Notice of Publication of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 and Related Consequential Amendments and Changes CSA Notice
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice
51-363 CSA Staff Notice 51-363 – Observations on Disclosure by Crypto Assets Reporting Issuers CSA Notice
51-362 CSA Staff Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements CSA Notice
51-361 CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 CSA Notice
51-102 COVID-19: Continuous Disclosure Obligations and Considerations for Issuers Guides & Forms
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order
51-102 COVID-19: Continuous Disclosure Obligations and Considerations for Issuers Guides & Forms
51-508 Blanket Order 51-508 - Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials Blanket Order
51-507 Blanket Order 51-507 – Temporary Exemption from Certain Corporate Finance Requirements Blanket Order
51-348 CSA Staff Notice 51-348 Staff’s Review of Social Media Used by Reporting Issuers CSA Notice
43-309 CSA Staff Notice 43-309 Review of Website Investor Presentations by Mining Issuers CSA Notice
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order
51-341 CSA Staff Notice 51-341 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014 CSA Notice
51-334 CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011 CSA Notice
51-333 CSA Staff Notice 51-333 - Environmental Reporting Guidance CSA Notice
51-330 CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations CSA Notice
51-331 CSA Staff Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure CSA Notice
51-312 CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program CSA Notice
51-311 CSA Staff Notice 51-311 - Frequently asked questions regarding NI 51-102 Continuous Disclosure Obligations CSA Notice

History:

No Document Type Publication Date
51-102 CSA Notice of Republication and Request for Comment - Proposed Amendments to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers CSA Notice
51-102 CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting CSA Notice
51-102 Amendments to NI 51-102 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
51-102 Changes to 51-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
51-102 Ministerial Consent Ministerial Consent
51-102 Companion Policy (Consolidated up to 14 April 2022) Companion Policy
51-102 Changes to 51-102CP Changes to Companion Policy
51-102 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice
51-102 Companion Policy (Consolidated up to 25 August 2021) Companion Policy
51-102 Changes to 51-102CP Changes to Companion Policy
51-102 MInisterial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
51-102 Changes to 51-102CP Changes to Companion Policy
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Companion Policy (Consolidated up to 18 November 2020) Companion Policy
51-102 National Instrument (Consolidated up to 18 November 2020) National Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice
51-102 CSA Second Notice and Request for Comment Proposed NI 52-112-Non-GAAP and Other Financial Measures Disclosure CSA Notice
51-102 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice
51-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
51-102 CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments CSA Notice
51-102 CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 National Instrument (Consolidated up to 12 June 2018) National Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
51-102 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
51-102 Amendments to NI 51-102 Amendments to Instrument
51-102 National Instrument (Consolidated up to 17 November 2015) National Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Changes to 51-102CP Changes to Companion Policy
51-102 National Instrument (Consolidated up to 30 June 2015) National Instrument
51-102 Companion Policy (Consolidated up to 30 June 2015) Companion Policy
51-102 Ministerial Consent Ministerial Consent
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 National Instrument (Consolidated up to 5 May 2015) National Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
51-102 National Instrument National Instrument
51-102 Companion Policy Companion Policy
51-102 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Changes to 51-102CP Changes to Companion Policy
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice
51-102 FCNB Notice and Request for Comment - Proposed Repeal and Replacement of NI 51-102 and 51-102CP Local Notice
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
51-102 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice
51-102 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments To Improve Issuer Communications with Investors CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
51-102 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
25-401 CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms CSA Consultation Paper
51-102 Amendment Instrument to 51-102 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
51-102 CSA Notice - Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments CSA Notice
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and National Instrument 51-102 Continuous Disclosure Obligations and 51-102CP CSA Notice
51-102 CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to 51-102CP Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment - Proposed Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments CSA Notice
51-102 CSA Notice of Amendments - NI 51-102 Continuous Disclosure Obligations and 51-102CP and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and 71-102CP CSA Notice
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
51-102 CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP CSA Notice
51-102 CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201 CSA Notice
51-102 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
51-102 Ministerial Consent Ministerial Consent
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 AMF and NBSC Staff Notice on Proposed Changes to: NI 51-102 Continuous Disclosure Obligations & NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers CSA Notice
51-102 New Form 51-102F6 Guides & Forms
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F5 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F6 Amendments to Instrument
51-102 CSA Notice and Request for Comment CSA Notice
51-102 CSA Notice and Request for Comment CSA Notice
51-102 Amendment Instrument to Form 51-102F1 arising from NI 52-109 Amendments to Instrument
51-102 Amendment Instrument to 51-102CP arising from NI 52-109 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 Ministerial Consent Ministerial Consent
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F3 Amendments to Instrument
51-102 Amendment Instrument to 51-102CP Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment CSA Notice
51-102 Amendment Instrument to NI 51-102 arising from NI 41-101 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F1 arising from NI 41-101 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F2 arising from NI 41-101 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F5 arising from NI 41-101 Amendments to Instrument
51-102 Amendment Instrument to 51-102CP arising from NI 41-101 Amendments to Instrument
51-102 CSA Notice and Request for Comment CSA Notice
51-102 CSA Notice and Request for Comment CSA Notice
51-102 Ministerial Consent Ministerial Consent
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F2 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F5 Amendments to Instrument
51-102 Amendment Insttrument to 51-102CP Amendments to Instrument
51-102 Amendment Instrument to NI 51-102 arising from NP 48 Amendments to Instrument
51-102 Amendment Instrument to Form 51-102F1 arising from NP 48 Amendments to Instrument
51-102 Amendment Instrument to 51-102CP arising from NP 48 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice and Request for Comment CSA Notice
51-102 CSA Notice of Amendments CSA Notice
51-102 CSA Notice of Amendments CSA Notice
51-102 CSA Notice 51-325 - Status of Proposed Repeal and Substitution of Form 51-102F6 (Withdrawn) CSA Notice
51-102 Notice of Repeal Local Notice
51-102 CSA Request for Comment CSA Notice
51-102 Proposed Amendments to NI 51-102 CSA Notice
51-102 Proposed Repeal and Substitution of Form 51-102F6 CSA Notice
51-102 Proposed Amendments to 51-102F2 and 51-102F5 CSA Notice
51-102 Proposed Consequential Amendments to MI 52-110 and NI 58-101 CSA Notice
51-102 Proposed Amendments to 41-501F1 CSA Notice
51-102 Companion Policy (Amended) (Repealed) Companion Policy
51-102 Amendment Instrument to II 51-801 Amendments to Instrument
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Amendment Instrument to All Forms Relating to NI 51-102 Amendments to Instrument
51-102 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 & 43-201 (Repealed) CSA Notice
51-102 CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission CSA Notice
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Notice of Amendments to NI 51-102, NI 52-107, NI 71-102 and NI 44-101 CSA Notice
51-102 New Brunswick Implementing Instrument 51-806 Implementing Instrument
51-102 Amendment Instrument to Form 51-102F2 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 CSA Request for Comment regarding proposed amendments to NI 51-102, 51-102CP, NI 52-107, NI 71-102 and 71-102CP CSA Notice
51-102 Emergency Rule - Amendments from NI 44-101 (Repealed) Local Rule
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 New Brunswick Implementing Instrument 81-805 Implementing Instrument
51-102 Amendment Instrument arising from NI 81-106 Amendments to Instrument
51-102 Ministerial Consent Ministerial Consent
51-102 New Brunswick Implementing Instrument 51-801 (Repealed) Implementing Instrument
51-102 National Instrument (Repealed) National Instrument
51-102 Companion Policy (Repealed) Companion Policy
51-102 Ministerial Consent Ministerial Consent
51-102 NBSC Notice and Request for Comment - Proposed II 51-801 adopting 51-102 Local Notice