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51-102 - Continuous Disclosure Obligations

Current Instruments

Category
5 - Ongoing Requirements for Issuers and Insiders
No Document Type Publication Date
51-102 National Instrument (Consolidated up to 18 November 2020) National Instrument 18/11/2020
51-102 Companion Policy (Consolidated up to 14 April 2022) Companion Policy 14/04/2022

Related Documents

No Document Type Publication Date
41-101 CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice 14/04/2022
41-101 CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice 12/08/2021
52-112 CSA Notice of Publication of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 and Related Consequential Amendments and Changes CSA Notice 27/05/2021
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice 25/03/2021
51-363 CSA Staff Notice 51-363 – Observations on Disclosure by Crypto Assets Reporting Issuers CSA Notice 11/03/2021
51-362 CSA Staff Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements CSA Notice 25/02/2021
51-361 CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 CSA Notice 29/10/2020
51-102 COVID-19: Continuous Disclosure Obligations and Considerations for Issuers Guides & Forms 04/06/2020
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order 20/05/2020
51-102 COVID-19: Continuous Disclosure Obligations and Considerations for Issuers Guides & Forms 06/05/2020
51-508 Blanket Order 51-508 - Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials Blanket Order 01/05/2020
51-507 Blanket Order 51-507 – Temporary Exemption from Certain Corporate Finance Requirements Blanket Order 23/03/2020
51-348 CSA Staff Notice 51-348 Staff’s Review of Social Media Used by Reporting Issuers CSA Notice 09/03/2017
43-309 CSA Staff Notice 43-309 Review of Website Investor Presentations by Mining Issuers CSA Notice 09/04/2015
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
51-341 CSA Staff Notice 51-341 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014 CSA Notice 17/07/2014
51-334 CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011 CSA Notice 15/07/2011
51-333 CSA Staff Notice 51-333 - Environmental Reporting Guidance CSA Notice 27/10/2010
51-330 CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations CSA Notice 20/11/2009
51-331 CSA Staff Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure CSA Notice 20/11/2009
51-312 CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program CSA Notice 24/07/2009
51-311 CSA Staff Notice 51-311 - Frequently asked questions regarding NI 51-102 Continuous Disclosure Obligations CSA Notice 04/05/2007

History

No Document Type Publication Date
51-102 Amendments to NI 51-102 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument 24/04/2023
51-102 Changes to 51-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy 24/04/2023
51-102 Ministerial Consent Ministerial Consent 04/04/2023
51-102 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice 29/03/2023
51-102 Changes to 51-102CP Changes to Companion Policy 14/04/2022
51-102 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice 07/04/2022
51-102 Companion Policy (Consolidated up to 25 August 2021) Companion Policy 25/08/2021
51-102 Changes to 51-102CP Changes to Companion Policy 25/08/2021
51-102 MInisterial Consent Ministerial Consent 15/06/2021
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
51-102 Changes to 51-102CP Changes to Companion Policy 18/11/2020
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 18/11/2020
51-102 Companion Policy (Consolidated up to 18 November 2020) Companion Policy 18/11/2020
51-102 Ministerial Consent Ministerial Consent 06/10/2020
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice 24/09/2020
51-102 CSA Second Notice and Request for Comment Proposed NI 52-112-Non-GAAP and Other Financial Measures Disclosure CSA Notice 13/02/2020
51-102 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice 25/09/2019
51-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
51-102 CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments CSA Notice 06/09/2018
51-102 CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments CSA Notice 06/09/2018
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 12/06/2018
51-102 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
51-102 Ministerial Consent Ministerial Consent 29/05/2018
51-102 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
51-102 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
51-102 Amendments to NI 51-102 Amendments to Instrument 17/11/2015
51-102 National Instrument (Consolidated up to 17 November 2015) National Instrument 17/11/2015
51-102 Ministerial Consent Ministerial Consent 03/11/2015
51-102 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice 03/09/2015
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 30/06/2015
51-102 Changes to 51-102CP Changes to Companion Policy 30/06/2015
51-102 National Instrument (Consolidated up to 30 June 2015) National Instrument 30/06/2015
51-102 Companion Policy (Consolidated up to 30 June 2015) Companion Policy 30/06/2015
51-102 Ministerial Consent Ministerial Consent 08/06/2015
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 05/05/2015
51-102 National Instrument (Consolidated up to 5 May 2015) National Instrument 05/05/2015
51-102 Ministerial Consent Ministerial Consent 28/04/2015
51-102 CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice 09/04/2015
51-102 National Instrument National Instrument 19/02/2015
51-102 Companion Policy Companion Policy 19/02/2015
51-102 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
51-102 Ministerial Consent Ministerial Consent 10/02/2015
51-102 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice 11/12/2014
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 30/09/2014
51-102 Changes to 51-102CP Changes to Companion Policy 30/09/2014
51-102 Ministerial Consent Ministerial Consent 03/09/2014
51-102 CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice 17/07/2014
51-102 FCNB Notice and Request for Comment - Proposed Repeal and Replacement of NI 51-102 and 51-102CP Local Notice 05/06/2014
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice 22/05/2014
51-102 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice 17/10/2013
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 31/05/2013
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 14/05/2013
51-102 Ministerial Consent Ministerial Consent 03/05/2013
51-102 Ministerial Consent Ministerial Consent 26/04/2013
51-102 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
51-102 CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice 14/03/2013
51-102 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice 28/02/2013
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 11/02/2013
51-102 Ministerial Consent Ministerial Consent 15/01/2013
51-102 CSA Notice of Amendments To Improve Issuer Communications with Investors CSA Notice 29/11/2012
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
51-102 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
25-401 CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms CSA Consultation Paper 21/06/2012
51-102 Amendment Instrument to 51-102 Amendments to Instrument 20/04/2012
51-102 Ministerial Consent Ministerial Consent 13/03/2012
51-102 CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 27/01/2012
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 31/10/2011
51-102 Ministerial Consent Ministerial Consent 26/08/2011
51-102 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice 29/07/2011
51-102 CSA Notice - Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments CSA Notice 22/07/2011
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice 15/07/2011
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 30/06/2011
51-102 CSA Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and National Instrument 51-102 Continuous Disclosure Obligations and 51-102CP CSA Notice 17/06/2011
51-102 CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP CSA Notice 08/04/2011
51-102 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice 01/04/2011
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 18/03/2011
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 18/03/2011
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 01/01/2011
51-102 Amendment Instrument to 51-102CP Amendments to Instrument 01/01/2011
51-102 Ministerial Consent Ministerial Consent 10/12/2010
51-102 CSA Notice and Request for Comment - Proposed Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments CSA Notice 19/11/2010
51-102 CSA Notice of Amendments - NI 51-102 Continuous Disclosure Obligations and 51-102CP and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and 71-102CP CSA Notice 01/10/2010
51-102 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 16/07/2010
51-102 CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP CSA Notice 23/04/2010
51-102 CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201 CSA Notice 09/04/2010
51-102 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
51-102 Ministerial Consent Ministerial Consent 28/09/2009
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 28/09/2009
51-102 AMF and NBSC Staff Notice on Proposed Changes to: NI 51-102 Continuous Disclosure Obligations & NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers CSA Notice 25/09/2009
51-102 New Form 51-102F6 Guides & Forms 31/12/2008
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 31/12/2008
51-102 Amendment Instrument to Form 51-102F5 Amendments to Instrument 31/12/2008
51-102 Amendment Instrument to Form 51-102F6 Amendments to Instrument 31/12/2008
51-102 CSA Notice and Request for Comment CSA Notice 19/12/2008
51-102 CSA Notice and Request for Comment CSA Notice 18/12/2008
51-102 Amendment Instrument to Form 51-102F1 arising from NI 52-109 Amendments to Instrument 15/12/2008
51-102 Amendment Instrument to 51-102CP arising from NI 52-109 Amendments to Instrument 15/12/2008
51-102 Ministerial Consent Ministerial Consent 25/11/2008
51-102 Ministerial Consent Ministerial Consent 22/10/2008
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 04/07/2008
51-102 Amendment Instrument to Form 51-102F3 Amendments to Instrument 04/07/2008
51-102 Amendment Instrument to 51-102CP Amendments to Instrument 04/07/2008
51-102 Ministerial Consent Ministerial Consent 13/05/2008
51-102 CSA Notice and Request for Comment CSA Notice 18/04/2008
51-102 Amendment Instrument to NI 51-102 arising from NI 41-101 Amendments to Instrument 17/03/2008
51-102 Amendment Instrument to Form 51-102F1 arising from NI 41-101 Amendments to Instrument 17/03/2008
51-102 Amendment Instrument to Form 51-102F2 arising from NI 41-101 Amendments to Instrument 17/03/2008
51-102 Amendment Instrument to Form 51-102F5 arising from NI 41-101 Amendments to Instrument 17/03/2008
51-102 Amendment Instrument to 51-102CP arising from NI 41-101 Amendments to Instrument 17/03/2008
51-102 CSA Notice and Request for Comment CSA Notice 29/02/2008
51-102 CSA Notice and Request for Comment CSA Notice 22/02/2008
51-102 Ministerial Consent Ministerial Consent 20/02/2008
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 31/12/2007
51-102 Amendment Instrument to Form 51-102F2 Amendments to Instrument 31/12/2007
51-102 Amendment Instrument to Form 51-102F5 Amendments to Instrument 31/12/2007
51-102 Amendment Insttrument to 51-102CP Amendments to Instrument 31/12/2007
51-102 Amendment Instrument to NI 51-102 arising from NP 48 Amendments to Instrument 31/12/2007
51-102 Amendment Instrument to Form 51-102F1 arising from NP 48 Amendments to Instrument 31/12/2007
51-102 Amendment Instrument to 51-102CP arising from NP 48 Amendments to Instrument 31/12/2007
51-102 Ministerial Consent Ministerial Consent 14/12/2007
51-102 Ministerial Consent Ministerial Consent 22/11/2007
51-102 CSA Notice and Request for Comment CSA Notice 12/10/2007
51-102 CSA Notice of Amendments CSA Notice 12/10/2007
51-102 CSA Notice of Amendments CSA Notice 12/10/2007
51-102 CSA Notice 51-325 - Status of Proposed Repeal and Substitution of Form 51-102F6 (Withdrawn) CSA Notice 31/08/2007
51-102 Notice of Repeal Local Notice 23/07/2007
51-102 CSA Request for Comment CSA Notice 29/03/2007
51-102 Proposed Amendments to NI 51-102 CSA Notice 29/03/2007
51-102 Proposed Repeal and Substitution of Form 51-102F6 CSA Notice 29/03/2007
51-102 Proposed Amendments to 51-102F2 and 51-102F5 CSA Notice 29/03/2007
51-102 Proposed Consequential Amendments to MI 52-110 and NI 58-101 CSA Notice 29/03/2007
51-102 Proposed Amendments to 41-501F1 CSA Notice 29/03/2007
51-102 Companion Policy (Amended) (Repealed) Companion Policy 29/12/2006
51-102 Amendment Instrument to II 51-801 Amendments to Instrument 29/12/2006
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 29/12/2006
51-102 Amendment Instrument to All Forms Relating to NI 51-102 Amendments to Instrument 29/12/2006
51-102 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 & 43-201 (Repealed) CSA Notice 21/12/2006
51-102 CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission CSA Notice 01/12/2006
51-102 Ministerial Consent Ministerial Consent 28/11/2006
51-102 CSA Notice of Amendments to NI 51-102, NI 52-107, NI 71-102 and NI 44-101 CSA Notice 13/10/2006
51-102 New Brunswick Implementing Instrument 51-806 Implementing Instrument 25/07/2006
51-102 Amendment Instrument to Form 51-102F2 Amendments to Instrument 25/07/2006
51-102 Ministerial Consent Ministerial Consent 02/06/2006
51-102 CSA Request for Comment regarding proposed amendments to NI 51-102, 51-102CP, NI 52-107, NI 71-102 and 71-102CP CSA Notice 02/02/2006
51-102 Emergency Rule - Amendments from NI 44-101 (Repealed) Local Rule 30/12/2005
51-102 Amendment Instrument to NI 51-102 Amendments to Instrument 30/12/2005
51-102 Ministerial Consent Ministerial Consent 30/11/2005
51-102 New Brunswick Implementing Instrument 81-805 Implementing Instrument 01/06/2005
51-102 Amendment Instrument arising from NI 81-106 Amendments to Instrument 01/06/2005
51-102 Ministerial Consent Ministerial Consent 24/05/2005
51-102 New Brunswick Implementing Instrument 51-801 (Repealed) Implementing Instrument 16/02/2005
51-102 National Instrument (Repealed) National Instrument 16/02/2005
51-102 Companion Policy (Repealed) Companion Policy 16/02/2005
51-102 Ministerial Consent Ministerial Consent 10/01/2005
51-102 NBSC Notice and Request for Comment - Proposed II 51-801 adopting 51-102 Local Notice 22/09/2004