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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Coming into force of Amendments to NI 81-105 Mutual Fund Sales Practices and related consequential amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

Please be advised that the following documents have been uploaded to the Securities Division Regulatory Instruments section on our website:

National Instrument 81-105 Mutual Fund Sales Practices

Companion Policy 81-105 related to National Instrument 81-105 Mutual Fund Sales Practices

National Instrument 81-101 Mutual Fund Prospectus Disclosure

Companion Policy 81-101 related to National Instrument 81-101 Mutual Fund Prospectus Disclosure

National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrar Obligations

Companion Policy 31-103 related to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrar Obligations