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Regulatory Updates

CSA Update: Delegation of certain registration functions and powers to CIRO

On November 20, 2024, the Canadian Securities Administrators (CSA) announced that its members are exploring delegating certain registration functions and powers to the Canadian Investment Regulatory Organization (CIRO). CIRO currently performs certain registration functions for some CSA members under delegated authority, and this further delegation will support a streamlining of registration processes across Canada.
 
The CSA is progressing with this initiative and has created an online resource to inform market participants about ongoing activities.

If New Brunswick registrants have any questions regarding the registration process during this time, please contact the Financial and Consumer Services Commission at registration-inscription@fcnb.ca.