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23-101 - Trading Rules

There is a public consultation in progress that is applicable to this rule. Click here for more information.

Category: 2 - Certain Capital Market Participants
Status:

Current Instruments:

No Document Type Publication Date
23-101 National Instrument (Consolidated up to 10 April 2017) National Instrument
23-101 Companion Policy (Consolidated up to 10 April 2017) Companion Policy

Proposed Rules and Changes:

Proposed Amendments to National Instrument 23-101 Trading Rules

Comment Period Opened 23 Jan 2025 TO 24 Mar 2025
Proposed Amendments to NI 23-101 Trading Rules and its related Companion Policy.pdf

Please address your comments to the Financial and Consumer Services Commission of New Brunswick and submit it in writing in Microsoft Word format on or before 24 March 2025.

How to Contact

Please deliver your comments to the addresses below. Your comments will be distributed to the participating jurisdictions: 
The Secretary
Ontario Securities Commission 
20 Queen Street West
22nd Floor
Toronto, Ontario M5H 3S8
Email: comments@osc.gov.on.ca

 

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Email: consultation-en-cours@lautorite.qc.ca

  Submit a Comment Online

Related Documents:

No Document Type Publication Date
21-331 CSA Staff Notice 21-331 – Information Processor for Exchange-Traded Securities other than Options CSA Notice
21-326 CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents CSA Notice
21-329 Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms CSA Notice
23-328 CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the period April 1, 2021 to March 31, 2022 CSA Notice
25-403 CSA Consultation Paper 25-403 - Activist Short Selling CSA Consultation Paper
21-328 CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities CSA Notice
23-326 CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021 CSA Notice
23-321 CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 CSA Notice
23-317 CSA Staff Notice 23-317 Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 CSA Notice
23-316 CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101 CP CSA Notice
23-311 Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market CSA Notice
23-309 CSA Staff Notice 23-309 - FAQ About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101 CP CSA Notice
23-802 New Brunswick Implementing Instrument 23-802 Implementing Instrument
23-801 New Brunswick Implementing Instrument 23-801 Implementing Instrument

History:

No Document Type Publication Date
23-101 CSA Notice and Request for Comment - Proposed Amendments to National Instrument 23-101 Trading Rules and its related Companion Policy CSA Notice
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice Amendments to NI 23-101 and its related Companion Policy CSA Notice
23-101 National Instrument (Consolidated up to 1 Octobre 2016) National Instrument
23-101 Companion Policy (Consolidated up to 6 July 2016) Companion Policy
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy
23-101 National Instrument (Consolidated up to 6 July 2016) National Instrument
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Regarding the Trading Fee Cap CSA Notice
23-101 CSA Notice of Amendments to NI 23-101 and changes to 23-101 CP in relation to the application of the order protection rule and in response to recent market developments CSA Notice
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to 23-101 CP Changes to Companion Policy
23-101 National Instrument (Consolidated up to 1 October 2015) National Instrument
23-101 Companion Policy (Consolidated up to 1 October 2015) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to the CP to NI 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101 CSA Notice
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 National Instrument (Consolidated up to 1 July 2012) National Instrument
23-101 Companion Policy (Consolidated up to 1 July 2012) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 National Instrument (Consolidated up to 28 January 2010) National Instrument
23-101 Companion Policy (Consolidated up to 28 January 2010) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation & NI 23-101 Trading Rules CSA Notice
23-101 National Instrument National Instrument
23-101 Companion Policy Companion Policy
23-101 NBSC Notice and Request for Comment Local Notice
23-101 CSA Notice and Request for Comment CSA Notice
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment instrument to NI 23-101 Amendments to Instrument
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 CSA Request for Comment CSA Notice
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument
23-101 Amendment Instrument for 23-101 CP Amendments to Instrument
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument
23-101 Amendment Instrument for 23-101CP Amendments to Instrument
23-101 National Instrument (consolidated up to 28 February 2007) National Instrument
23-101 Companion Policy (consolidated up to 28 February 2007) Companion Policy