23-101 - Trading Rules | New Brunswick Financial and Consumer Services Commission

Category: 2 - Certain Capital Market Participants

Status:

Current Instruments:

No	Document	Type	Publication Date
23-101	National Instrument (Consolidated up to 10 April 2017)	National Instrument	10/04/2017
23-101	Companion Policy (Consolidated up to 10 April 2017)	Companion Policy	10/04/2017

Related Documents:

No	Document	Type	Publication Date
23-334	CSA Staff Notice 23-334 - Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules	CSA Notice	29/05/2025
21-331	CSA Staff Notice 21-331 – Information Processor for Exchange-Traded Securities other than Options	CSA Notice	23/06/2022
21-326	CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents	CSA Notice	10/06/2021
21-329	Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms	CSA Notice	29/03/2021
23-328	CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the period April 1, 2021 to March 31, 2022	CSA Notice	25/02/2021
25-403	CSA Consultation Paper 25-403 - Activist Short Selling	CSA Consultation Paper	03/12/2020
21-328	CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities	CSA Notice	05/03/2020
23-326	CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021	CSA Notice	13/02/2020
23-321	CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019	CSA Notice	25/01/2018
23-317	CSA Staff Notice 23-317 Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018	CSA Notice	30/01/2017
23-316	CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101 CP	CSA Notice	20/06/2016
23-311	Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market	CSA Notice	29/07/2011
23-309	CSA Staff Notice 23-309 - FAQ About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101 CP	CSA Notice	25/06/2010
23-802	New Brunswick Implementing Instrument 23-802	Implementing Instrument	28/09/2009
23-801	New Brunswick Implementing Instrument 23-801	Implementing Instrument	28/02/2007

History:

No	Document	Type	Publication Date
23-101	CSA Notice of Amendments to National Instrument 23-101 Trading Rules and Changes to Companion Policy 23-101 Trading Rules	CSA Notice	23/04/2026
23-101	CSA Notice and Request for Comment - Proposed Amendments to National Instrument 23-101 Trading Rules and its related Companion Policy	CSA Notice	23/01/2025
23-101	Amendment Instrument to NI 23-101	Amendments to Instrument	10/04/2017
23-101	Changes to Companion Policy 23-101 CP	Changes to Companion Policy	10/04/2017
23-101	Ministerial Consent	Ministerial Consent	07/03/2017
23-101	CSA Notice Amendments to NI 23-101 and its related Companion Policy	CSA Notice	26/01/2017
23-101	National Instrument (Consolidated up to 1 Octobre 2016)	National Instrument	01/10/2016
23-101	Companion Policy (Consolidated up to 6 July 2016)	Companion Policy	07/07/2016
23-101	Amendment Instrument to NI 23-101	Amendments to Instrument	06/07/2016
23-101	Changes to Companion Policy 23-101 CP	Changes to Companion Policy	06/07/2016
23-101	National Instrument (Consolidated up to 6 July 2016)	National Instrument	06/07/2016
23-101	Ministerial Consent	Ministerial Consent	29/06/2016
23-101	CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Regarding the Trading Fee Cap	CSA Notice	07/04/2016
23-101	CSA Notice of Amendments to NI 23-101 and changes to 23-101 CP in relation to the application of the order protection rule and in response to recent market developments	CSA Notice	07/04/2016
23-101	Amendment Instrument to NI 23-101	Amendments to Instrument	01/10/2015
23-101	Changes to 23-101 CP	Changes to Companion Policy	01/10/2015
23-101	National Instrument (Consolidated up to 1 October 2015)	National Instrument	01/10/2015
23-101	Companion Policy (Consolidated up to 1 October 2015)	Companion Policy	01/10/2015
23-101	Ministerial Consent	Ministerial Consent	14/09/2015
23-101	CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	25/06/2015
23-101	CSA Notice and Request for Comment Proposed Amendments to the CP to NI 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays	CSA Notice	12/06/2015
23-101	CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Trading Rules	CSA Notice	15/05/2014
23-101	CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101	CSA Notice	24/04/2014
23-101	Amendment Instrument to 23-101 CP	Amendments to Instrument	01/07/2012
23-101	Amendment Instrument to NI 23-101	Amendments to Instrument	01/07/2012
23-101	National Instrument (Consolidated up to 1 July 2012)	National Instrument	01/07/2012
23-101	Companion Policy (Consolidated up to 1 July 2012)	Companion Policy	01/07/2012
23-101	Ministerial Consent	Ministerial Consent	16/05/2012
23-101	CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP	CSA Notice	23/03/2012
23-101	CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System	CSA Notice	19/08/2011
23-101	CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	18/03/2011
23-101	CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	18/03/2011
23-101	National Instrument (Consolidated up to 28 January 2010)	National Instrument	26/05/2010
23-101	Companion Policy (Consolidated up to 28 January 2010)	Companion Policy	26/05/2010
23-101	Ministerial Consent	Ministerial Consent	28/01/2010
23-101	Amendment Instrument to NI 23-101	Amendments to Instrument	28/01/2010
23-101	Amendment Instrument to 23-101 CP	Amendments to Instrument	28/01/2010
23-101	CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules	CSA Notice	18/12/2009
23-101	CSA Notice of Amendments to NI 21-101 Marketplace Operation & NI 23-101 Trading Rules	CSA Notice	13/11/2009
23-101	National Instrument	National Instrument	28/09/2009
23-101	Companion Policy	Companion Policy	28/09/2009
23-101	NBSC Notice and Request for Comment	Local Notice	09/04/2009
23-101	CSA Notice and Request for Comment	CSA Notice	17/10/2008
23-101	Ministerial Consent	Ministerial Consent	12/09/2008
23-101	Amendment instrument to NI 23-101	Amendments to Instrument	12/09/2008
23-101	Amendment Instrument to 23-101 CP	Amendments to Instrument	12/09/2008
23-101	CSA Request for Comment	CSA Notice	20/04/2007
23-101	Amendment Instrument for NI 23-101	Amendments to Instrument	20/04/2007
23-101	Amendment Instrument for 23-101 CP	Amendments to Instrument	20/04/2007
23-101	Ministerial Consent	Ministerial Consent	28/02/2007
23-101	Amendment Instrument for NI 23-101	Amendments to Instrument	28/02/2007
23-101	Amendment Instrument for 23-101CP	Amendments to Instrument	28/02/2007
23-101	National Instrument (consolidated up to 28 February 2007)	National Instrument	28/02/2007
23-101	Companion Policy (consolidated up to 28 February 2007)	Companion Policy	28/02/2007