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23-101 - Trading Rules

Category: 2 - Certain Capital Market Participants
Status:

Current Instruments:

No Document Type Publication Date
23-101 National Instrument (Consolidated up to 10 April 2017) National Instrument
23-101 Companion Policy (Consolidated up to 10 April 2017) Companion Policy

Related Documents:

No Document Type Publication Date
21-331 CSA Staff Notice 21-331 – Information Processor for Exchange-Traded Securities other than Options CSA Notice
21-326 CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents CSA Notice
21-329 Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms CSA Notice
23-328 CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the period April 1, 2021 to March 31, 2022 CSA Notice
25-403 CSA Consultation Paper 25-403 - Activist Short Selling CSA Consultation Paper
21-328 CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities CSA Notice
23-326 CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021 CSA Notice
23-321 CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 CSA Notice
23-317 CSA Staff Notice 23-317 Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 CSA Notice
23-316 CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101 CP CSA Notice
23-311 Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market CSA Notice
23-309 CSA Staff Notice 23-309 - FAQ About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101 CP CSA Notice
23-802 New Brunswick Implementing Instrument 23-802 Implementing Instrument
23-801 New Brunswick Implementing Instrument 23-801 Implementing Instrument

History:

No Document Type Publication Date
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice Amendments to NI 23-101 and its related Companion Policy CSA Notice
23-101 National Instrument (Consolidated up to 1 Octobre 2016) National Instrument
23-101 Companion Policy (Consolidated up to 6 July 2016) Companion Policy
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy
23-101 National Instrument (Consolidated up to 6 July 2016) National Instrument
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Regarding the Trading Fee Cap CSA Notice
23-101 CSA Notice of Amendments to NI 23-101 and changes to 23-101 CP in relation to the application of the order protection rule and in response to recent market developments CSA Notice
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Changes to 23-101 CP Changes to Companion Policy
23-101 National Instrument (Consolidated up to 1 October 2015) National Instrument
23-101 Companion Policy (Consolidated up to 1 October 2015) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to the CP to NI 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101 CSA Notice
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 National Instrument (Consolidated up to 1 July 2012) National Instrument
23-101 Companion Policy (Consolidated up to 1 July 2012) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
23-101 National Instrument (Consolidated up to 28 January 2010) National Instrument
23-101 Companion Policy (Consolidated up to 28 January 2010) Companion Policy
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules CSA Notice
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation & NI 23-101 Trading Rules CSA Notice
23-101 National Instrument National Instrument
23-101 Companion Policy Companion Policy
23-101 NBSC Notice and Request for Comment Local Notice
23-101 CSA Notice and Request for Comment CSA Notice
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment instrument to NI 23-101 Amendments to Instrument
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument
23-101 CSA Request for Comment CSA Notice
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument
23-101 Amendment Instrument for 23-101 CP Amendments to Instrument
23-101 Ministerial Consent Ministerial Consent
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument
23-101 Amendment Instrument for 23-101CP Amendments to Instrument
23-101 National Instrument (consolidated up to 28 February 2007) National Instrument
23-101 Companion Policy (consolidated up to 28 February 2007) Companion Policy