Skip to main content

23-101 - Trading Rules

Current Instruments

No Document Type Publication Date
23-101 National Instrument (Consolidated up to 10 April 2017) National Instrument 10/04/2017
23-101 Companion Policy (Consolidated up to 10 April 2017) Companion Policy 10/04/2017

Related Documents

No Document Type Publication Date
21-326 CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents CSA Notice 10/06/2021
21-329 Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms CSA Notice 29/03/2021
23-328 CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the period April 1, 2021 to March 31, 2022 CSA Notice 25/02/2021
25-403 CSA Consultation Paper 25-403 - Activist Short Selling CSA Consultation Paper 03/12/2020
21-328 CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities CSA Notice 05/03/2020
23-326 CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021 CSA Notice 13/02/2020
23-321 CSA Staff Notice 23-321 Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 CSA Notice 25/01/2018
23-317 CSA Staff Notice 23-317 Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 CSA Notice 30/01/2017
23-316 CSA Staff Notice 23-316 Order Protection Rule: Implementation of the Market Share Threshold and Amendments to 23-101 CP CSA Notice 20/06/2016
23-311 Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market CSA Notice 29/07/2011
23-309 CSA Staff Notice 23-309 - FAQ About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101 CP CSA Notice 25/06/2010

History

No Document Type Publication Date
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument 10/04/2017
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy 10/04/2017
23-101 Ministerial Consent Ministerial Consent 07/03/2017
23-101 CSA Notice Amendments to NI 23-101 and its related Companion Policy CSA Notice 26/01/2017
23-101 National Instrument (Consolidated up to 1 Octobre 2016) National Instrument 01/10/2016
23-101 Companion Policy (Consolidated up to 6 July 2016) Companion Policy 07/07/2016
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument 06/07/2016
23-101 Changes to Companion Policy 23-101 CP Changes to Companion Policy 06/07/2016
23-101 National Instrument (Consolidated up to 6 July 2016) National Instrument 06/07/2016
23-101 Ministerial Consent Ministerial Consent 29/06/2016
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Regarding the Trading Fee Cap CSA Notice 07/04/2016
23-101 CSA Notice of Amendments to NI 23-101 and changes to 23-101 CP in relation to the application of the order protection rule and in response to recent market developments CSA Notice 07/04/2016
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument 01/10/2015
23-101 Changes to 23-101 CP Changes to Companion Policy 01/10/2015
23-101 National Instrument (Consolidated up to 1 October 2015) National Instrument 01/10/2015
23-101 Companion Policy (Consolidated up to 1 October 2015) Companion Policy 01/10/2015
23-101 Ministerial Consent Ministerial Consent 14/09/2015
23-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 25/06/2015
23-101 CSA Notice and Request for Comment Proposed Amendments to the CP to NI 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays CSA Notice 12/06/2015
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 23-101 Trading Rules CSA Notice 15/05/2014
23-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101 CSA Notice 24/04/2014
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument 01/07/2012
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument 01/07/2012
23-101 National Instrument (Consolidated up to 1 July 2012) National Instrument 01/07/2012
23-101 Companion Policy (Consolidated up to 1 July 2012) Companion Policy 01/07/2012
23-101 Ministerial Consent Ministerial Consent 16/05/2012
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice 23/03/2012
23-101 CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice 19/08/2011
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 18/03/2011
23-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 18/03/2011
23-101 National Instrument (Consolidated up to 28 January 2010) National Instrument 26/05/2010
23-101 Companion Policy (Consolidated up to 28 January 2010) Companion Policy 26/05/2010
23-101 Ministerial Consent Ministerial Consent 28/01/2010
23-101 Amendment Instrument to NI 23-101 Amendments to Instrument 28/01/2010
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument 28/01/2010
23-101 CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules CSA Notice 18/12/2009
23-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation & NI 23-101 Trading Rules CSA Notice 13/11/2009
23-802 New Brunswick Implementing Instrument 23-802 Implementing Instrument 28/09/2009
23-101 National Instrument National Instrument 28/09/2009
23-101 Companion Policy Companion Policy 28/09/2009
23-101 NBSC Notice and Request for Comment Local Notice 09/04/2009
23-101 CSA Notice and Request for Comment CSA Notice 17/10/2008
23-101 Ministerial Consent Ministerial Consent 12/09/2008
23-101 Amendment instrument to NI 23-101 Amendments to Instrument 12/09/2008
23-101 Amendment Instrument to 23-101 CP Amendments to Instrument 12/09/2008
23-101 CSA Request for Comment CSA Notice 20/04/2007
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument 20/04/2007
23-101 Amendment Instrument for 23-101 CP Amendments to Instrument 20/04/2007
23-101 Ministerial Consent Ministerial Consent 28/02/2007
23-801 New Brunswick Implementing Instrument 23-801 Implementing Instrument 28/02/2007
23-101 Amendment Instrument for NI 23-101 Amendments to Instrument 28/02/2007
23-101 Amendment Instrument for 23-101CP Amendments to Instrument 28/02/2007
23-101 National Instrument (consolidated up to 28 February 2007) National Instrument 28/02/2007
23-101 Companion Policy (consolidated up to 28 February 2007) Companion Policy 28/02/2007