Self-Serve Portal

44-101 - Short Form Prospectus Distributions

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
44-101 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
44-101 Companion Policy (Consolidated up to 18 November 2020) Companion Policy 18/11/2020

Related Documents

No Document Type Publication Date
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice 25/03/2021
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice 24/09/2020
43-310 CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) CSA Notice 05/03/2020
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
44-101 CSA Notice of Amendments to NI 51-102, NI 52-107, NI 71-102 and NI 44-101 CSA Notice 13/10/2006
44-502 Blanket Order 44-502 - Exemption for Solicitations of Expressions of Interest Blanket Order 24/05/2006

History

No Document Type Publication Date
44-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice 07/04/2022
44-101 Changes to 44-101CP Changes to Companion Policy 18/11/2020
44-101 Ministerial Consent Ministerial Consent 06/10/2020
44-101 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice 05/09/2019
44-101 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 12/06/2018
44-101 Ministerial Consent Ministerial Consent 29/05/2018
44-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
44-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 08/12/2015
44-101 National Instrument (Consolidated up to 8 December 2015) National Instrument 08/12/2015
44-101 Ministerial Consent Ministerial Consent 30/11/2015
44-101 Amendments to NI 44-101 Amendments to Instrument 17/11/2015
44-101 Ministerial Consent Ministerial Consent 03/11/2015
44-101 CSA Notice of Amendments Relating to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101 CSA Notice 24/09/2015
44-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice 03/09/2015
44-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice 11/12/2014
44-101 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice 27/11/2014
44-101 Ministerial Consent Ministerial Consent 11/04/2014
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 11/04/2014
44-101 National Instrument (Consolidated up to 11 April 2014) National Instrument 11/04/2014
44-101 Amendement Instrument to NI 44-101 Amendments to Instrument 13/08/2013
44-101 Changes to 44-101CP Changes to Companion Policy 13/08/2013
44-101 Companion Policy (Consolidated up to 13 August 2013) Companion Policy 13/08/2013
44-101 Ministerial Consent Ministerial Consent 05/07/2013
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 31/05/2013
44-101 Changes to 44-101CP Changes to Companion Policy 31/05/2013
44-101 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice 30/05/2013
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 14/05/2013
44-101 Amendment Instrument to 44-101 CP Amendments to Instrument 14/05/2013
44-101 Ministerial Consent Ministerial Consent 03/05/2013
44-101 Ministerial Consent Ministerial Consent 26/04/2013
44-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
44-101 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice 28/02/2013
44-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
44-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
44-101 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 20/04/2012
44-101 Ministerial Consent Ministerial Consent 13/03/2012
44-101 CSA Notice 44-101- NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 27/01/2012
44-101 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice 29/07/2011
44-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice 15/07/2011
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 30/06/2011
44-101 CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice 08/04/2011
44-101 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 CSA Notice 01/04/2011
44-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 18/03/2011
44-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 18/03/2011
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 01/01/2011
44-101 Amendment Instrument to 44-101CP Amendments to Instrument 01/01/2011
44-101 Ministerial Consent Ministerial Consent 10/12/2010
44-101 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice 01/10/2010
44-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 16/07/2010
44-101 CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice 23/04/2010
44-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
44-101 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice 25/09/2009
44-101 Ministerial Consent Ministerial Consent 17/03/2008
44-101 Amendment Instrument to NI 44-101 arising from NI 41-101 Amendments to Instrument 17/03/2008
44-101 Amendment Instrument to Form 44-101F1 arising from NI 41-101 Amendments to Instrument 17/03/2008
44-101 National Instrument (Consolidated up to 17 March 2008) National Instrument 17/03/2008
44-101 National Instrument (Consolidated up to 31 December 2007) National Instrument 22/02/2008
44-101 Companion Policy (Consolidated up to 31 December 2007) Companion Policy 31/12/2007
44-101 Ministerial Consent Ministerial Consent 17/12/2007
44-101 Amendment Instrument to Form 44-101F1 arising from NP 48 Amendments to Instrument 17/12/2007
44-101 Amendment Instrument to 44-101CP arising from NP 48 Amendments to Instrument 17/12/2007
44-101 CSA Notice of Amendments CSA Notice 12/10/2007
44-101 Ministerial Consent Ministerial Consent 29/12/2006
44-101 Amendment Instrument to NI 44-101 Amendments to Instrument 29/12/2006
44-101 Amendment Instrument to Form 44-101F1 Amendments to Instrument 29/12/2006
44-101 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice 21/12/2006
44-101 CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission CSA Notice 01/12/2006
44-101 Ministerial Consent Ministerial Consent 25/07/2006
44-101 National Instrument National Instrument 25/07/2006
44-101 Companion Policy Companion Policy 25/07/2006
44-806 New Brunswick Implementing Instrument 44-806 Implementing Instrument 25/07/2006
44-101 CSA Notice 44-303 - Filing of Notice of Intention to be Qualified to file a Short Form Prospectus CSA Notice 10/03/2006
44-101 Consequential Amendments to MI 11-101, NI 44-102, NI 44-103, NI 51-101 and NI 51-102 CSA Notice 30/12/2005
44-101 Emergency Rule (Repealed) Local Rule 21/12/2005
44-101 CSA Notice 44-302 - Replacement of NI 44-101 CSA Notice 16/12/2005
44-101 Ministerial Consent Ministerial Consent 12/09/2005
44-801 New Brunswick Implementing Instrument 44-801 (Repealed) Implementing Instrument 12/09/2005
44-101 National Instrument (Repealed) National Instrument 12/09/2005
44-101 Amendment Instrument to NI 44-101 (Repealed) Amendments to Instrument 12/09/2005