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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

96-101 - Trade Repositories and Derivatives Data Reporting

Current Instruments

Category

9 - Derivatives

No	Document	Type	Publication Date
96-101	Multilateral Instrument (Consolidated up to 30 September 2016)	Multilateral Instrument	30/09/2016
96-101	Companion Policy (Consolidated up to 30 September 2016)	Companion Policy	30/09/2016

Related Documents

No	Document	Type	Publication Date
21-507	Blanket Order 21-507 Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in New Brunswick	Blanket Order	23/03/2020
96-504	Blanket Order 96-504 Exemption From Certain Requirements To Publicly Disseminate Data Under MI 96-101 Trade Repositories and Derivative Data Reporting	Blanket Order	23/01/2017
96-503	Blanket Order 96-503 Exemption From Certain Derivatives Reporting Requirements Under MI 96-101 Trade Repositories And Derivatives Data Reporting For Certain Financially-Settled Electricity-Based Derivatives	Blanket Order	30/11/2016
91-305	CSA Multilateral Staff Notice 91-305 FAQs relating to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting	CSA Notice	29/09/2016
96-502	Blanket Order 96-502 Exemption from Derivatives Reporting Requirements in MI 96-101 for Certain Derivatives Reported To Certain Data Centres	Blanket Order	10/08/2016
96-301	Multilateral CSA Staff Notice 96-301 Matters related to the coming into force of MI 91-101 and MI 96-101	CSA Notice	17/06/2016
96-501	Blanket Order 96-501 Exemption From Certain Derivatives Reporting Requirements	Blanket Order	17/06/2016

History

No	Document	Type	Publication Date
96-101	CSA Multilateral Notice and Request for Comment - Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting	CSA Notice	09/06/2022
96-101	Amendment Instrument to MI 96-101	Amendments to Instrument	30/09/2016
96-101	Changes to 96-101CP	Changes to Companion Policy	30/09/2016
96-101	Ministerial Consent	Ministerial Consent	06/09/2016
96-101	CSA Multilateral Notice of Amendments to MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting and Changes to Related Companion Policies	CSA Notice	30/06/2016
96-101	Multilateral Instrument	Multilateral Instrument	01/05/2016
96-101	Companion Policy	Companion Policy	01/05/2016
96-101	Ministerial Consent	Ministerial Consent	11/04/2016
96-101	CSA Multilateral Notice and Request for Comments Proposed Amendments to MI 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to 96-101CP	CSA Notice	16/02/2016
96-101	CSA Multilateral Notice of Approval MI 91-101 Derivatives: Product Determination and 91-101CP; MI 96-101 Trade Repositories and Derivatives Data Reporting and 96-101CP	CSA Notice	22/01/2016
96-101	CSA Multilateral Notice and Request for Comment - Proposed MI 91-101 Derivatives Product Determination and Proposed MI 96-101 Trade Repositories and Derivatives Data Reporting	CSA Notice	21/01/2015