Self-Serve Portal

41-101 - General Prospectus Requirements

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
41-101 National Instrument (Consolidated up to 16 April 2024) National Instrument
41-101 Companion Policy (Consolidated up to 16 April 2024) Companion Policy

Related Documents

No Document Type Publication Date
81-336 CSA Staff Notice 81-336 - Guidance on Crypto Asset Investment Funds that are Reporting Issuers CSA Notice
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice
81-105 CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions CSA Notice
81-508 Blanket Order 81-508 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines During the Period from 2 June to 30 September 2020 Blanket Order
81-506 Blanket Order 81-506 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds Blanket Order
43-310 CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) CSA Notice
41-101 CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice
51-336 CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising CSA Notice
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice
11-314 CSA Staff Notice 11- 314 Update of CSA Instruments CSA Notice

Request for Comment

CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before October 30, 2024.

How to Contact

Please deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA jurisdictions: 

The Secretary   
Ontario Securities Commission 
20 Queen Street West
22nd Floor, Box 55 
Toronto, Ontario M5H 3S8 
Fax: 416-593-2318 
Email: comments@osc.gov.on.ca

Me Philippe Lebel
Corporate Secretary and Executive Director, Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour Cominar
2640, boulevard Laurier, bureau 400
Fax : 514-864-8381
Email: consultation-en-cours@lautorite.qc.ca

 
Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting.pdf
Comment Period Opened
1 Aug 2024 to 30 Oct 2024
 Submit a Comment Online

History

No Document Type Publication Date
41-101 CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Continuous Disclosure Modernization for Investment Funds CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting CSA Notice
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Publication – Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers CSA Notice
41-101 Companion Policy (Consolidated up to 9 June 2023) Companion Policy
41-101 National Instrument (Consolidated up to 9 June 2023) National Instrument
41-101 Changes to 41-101CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
41-101 Amendments to NI 41-101 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers CSA Notice
41-101 Companion Policy (Consolidated up to 14 April 2022) Companion Policy
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice
41-101 National Instrument (Consolidated up to 13 April 2022) National Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101 and NI 81-101 - Modernization of the Prospectus Filing Model for Investment Funds and Consultation Paper on a Base Shelf Prospecting Filing Model for Investment Funds CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP (WS 2) Changes to Companion Policy
41-101 Changes to 41-101CP (WS 1) Changes to Companion Policy
41-101 National Instrument (Consolidated up to 6 January 2022) National Instrument
41-101 Companion Policy (Consolidated up to 6 January 2022) Companion Policy
41-101 National Instrument (Consolidated up to 5 January 2022) National Instrument
41-101 Amendment Instrument to NI 41-101 (WS 9) Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 (WS 8) Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 (WS 4) Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice
41-101 CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice
41-101 National Instrument (consolidated up to 31 December 2020) National Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Companion Policy (consolidated up to 18 November 2020) Companion Policy
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 CSA Notice
41-101 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice
41-101 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
41-101 National Instrument (consolidated up to 3 January 2019) National Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice
41-101 National Instrument (consolidated up to 12 June 2018) National Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
41-101 National Instrument (Consolidated up to 1 September 2017) National Instrument
41-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Companion Policy (Consolidated up to 8 March 2017) Companion Policy
41-101 National Instrument (Consolidated up to 8 March 2017) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 41-101, Changes to 41-101CP and Consequential Amendments Regarding Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery CSA Notice
41-101 CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds CSA Notice
41-101 CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to CP 41-101 Changes to Companion Policy
41-101 National Instrument (Consolidated up to 8 December 2015) National Instrument
41-101 Companion Policy (Consolidated up to 8 December 2015) Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 National Instrument (Consolidated up to 30 June 2015) National Instrument
41-101 Companion Policy (Consolidated up to 30 June 2015) Companion Policy
41-101 CSA Notice and Request For Comment - Amendments to NI 41-101 General Prospectus Requirements and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 Amendments Instrument to NI 41-101 Amendments to Instrument
41-101 National Instrument (Consolidated up to 5 May 2015) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 National Instrument (Consolidated up to 24 October 2014) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice
41-101 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice
41-101 CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Companion Policy (Consolidated up to 13 August 2013) Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to 41-101 CP Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice
41-101 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice
41-101 CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
41-101 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106 CSA Notice
41-101 CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to 41-101CP Amendments to Instrument
41-101 Companion Policy (Consolidated up to 1 January 2011) Companion Policy
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 CSA Notice and Request for Comments - Modernization of Scholarship Plan Regulation - Phase 1: A New Prospectus Form for Scholarship Plans, Proposed Amendments to NI 41-101, Form 41-101F2 and Related Amendments CSA Notice
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
41-101 CSA Notice and Request for Comments - Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice
41-101 CSA Notice and Request for Comment CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to Form 41-101F2 Amendments to Instrument
41-101 National Instrument (Consolidated up to 8 September 2008) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to Implementing Instrument 41-801 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 National Instrument National Instrument
41-101 Companion Policy Companion Policy
41-101 CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101 CSA Notice
41-101 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 New Brunswick Implementing Instrument 41-801 (Repealed) Implementing Instrument
41-101 National Instrument (Repealed) National Instrument
41-101 NBSC Notice and Request for Comment Local Notice