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41-101 - General Prospectus Requirements

Current Instruments

No Document Type Publication Date
41-101 National Instrument (Consolidated up to 13 April 2022) National Instrument 13/04/2022
41-101 Companion Policy (Consolidated up to 14 April 2022) Companion Policy 14/04/2022

Related Documents

No Document Type Publication Date
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice 25/03/2021
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice 24/09/2020
81-105 CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions CSA Notice 17/09/2020
81-508 Blanket Order 81-508 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines During the Period from 2 June to 30 September 2020 Blanket Order 20/05/2020
81-506 Blanket Order 81-506 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds Blanket Order 23/03/2020
43-310 CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) CSA Notice 05/03/2020
41-101 CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice 09/04/2015
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice 15/11/2012
51-336 CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising CSA Notice 13/09/2011
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice 06/05/2011
11-314 CSA Staff Notice 11- 314 Update of CSA Instruments CSA Notice 06/05/2011

History

No Document Type Publication Date
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers CSA Notice 27/09/2022
41-101 Changes to 41-101CP Changes to Companion Policy 14/04/2022
41-101 CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice 14/04/2022
41-101 Amendments to NI 41-101 Amendments to Instrument 13/04/2022
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice 07/04/2022
41-101 Ministerial Consent Ministerial Consent 08/02/2022
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101 and NI 81-101 - Modernization of the Prospectus Filing Model for Investment Funds and Consultation Paper on a Base Shelf Prospecting Filing Model for Investment Funds CSA Notice 27/01/2022
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 06/01/2022
41-101 Changes to 41-101CP (WS 2) Changes to Companion Policy 06/01/2022
41-101 Changes to 41-101CP (WS 1) Changes to Companion Policy 06/01/2022
41-101 National Instrument (Consolidated up to 6 January 2022) National Instrument 06/01/2022
41-101 Companion Policy (Consolidated up to 6 January 2022) Companion Policy 06/01/2022
41-101 National Instrument (Consolidated up to 5 January 2022) National Instrument 05/01/2022
41-101 Amendment Instrument to NI 41-101 (WS 9) Amendments to Instrument 05/01/2022
41-101 Amendment Instrument to NI 41-101 (WS 8) Amendments to Instrument 05/01/2022
41-101 Amendment Instrument to NI 41-101 (WS 4) Amendments to Instrument 05/01/2022
41-101 Ministerial Consent Ministerial Consent 19/10/2021
41-101 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice 07/10/2021
41-101 CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice 12/08/2021
41-101 National Instrument (consolidated up to 31 December 2020) National Instrument 31/12/2020
41-101 Amendments to NI 41-101 Amendments to Instrument 21/12/2020
41-101 Companion Policy (consolidated up to 18 November 2020) Companion Policy 18/11/2020
41-101 Changes to 41-101CP Changes to Companion Policy 18/11/2020
41-101 Ministerial Consent Ministerial Consent 06/10/2020
41-101 Ministerial Consent Ministerial Consent 06/10/2020
41-101 CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 CSA Notice 12/09/2019
41-101 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice 05/09/2019
41-101 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
41-101 National Instrument (consolidated up to 3 January 2019) National Instrument 03/01/2019
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 03/01/2019
41-101 Ministerial Consent Ministerial Consent 22/10/2018
41-101 CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice 04/10/2018
41-101 National Instrument (consolidated up to 12 June 2018) National Instrument 12/06/2018
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 12/06/2018
41-101 Ministerial Consent Ministerial Consent 29/05/2018
41-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
41-101 National Instrument (Consolidated up to 1 September 2017) National Instrument 01/09/2017
41-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 08/03/2017
41-101 Changes to 41-101CP Changes to Companion Policy 08/03/2017
41-101 Companion Policy (Consolidated up to 8 March 2017) Companion Policy 08/03/2017
41-101 National Instrument (Consolidated up to 8 March 2017) National Instrument 08/03/2017
41-101 Ministerial Consent Ministerial Consent 30/01/2017
41-101 CSA Notice of Amendments to NI 41-101, Changes to 41-101CP and Consequential Amendments Regarding Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery CSA Notice 08/12/2016
41-101 CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds CSA Notice 22/09/2016
41-101 CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments CSA Notice 10/12/2015
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 08/12/2015
41-101 Changes to CP 41-101 Changes to Companion Policy 08/12/2015
41-101 National Instrument (Consolidated up to 8 December 2015) National Instrument 08/12/2015
41-101 Companion Policy (Consolidated up to 8 December 2015) Companion Policy 08/12/2015
41-101 Ministerial Consent Ministerial Consent 30/11/2015
41-101 Amendments to NI 41-101 Amendments to Instrument 17/11/2015
41-101 Ministerial Consent Ministerial Consent 03/11/2015
41-101 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice 24/09/2015
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice 03/09/2015
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 30/06/2015
41-101 Changes to 41-101CP Changes to Companion Policy 30/06/2015
41-101 National Instrument (Consolidated up to 30 June 2015) National Instrument 30/06/2015
41-101 Companion Policy (Consolidated up to 30 June 2015) Companion Policy 30/06/2015
41-101 CSA Notice and Request For Comment - Amendments to NI 41-101 General Prospectus Requirements and Related Consequential Amendments CSA Notice 18/06/2015
41-101 Ministerial Consent Ministerial Consent 08/06/2015
41-101 Amendments Instrument to NI 41-101 Amendments to Instrument 05/05/2015
41-101 National Instrument (Consolidated up to 5 May 2015) National Instrument 05/05/2015
41-101 Ministerial Consent Ministerial Consent 28/04/2015
41-101 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice 11/12/2014
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice 27/11/2014
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 24/10/2014
41-101 National Instrument (Consolidated up to 24 October 2014) National Instrument 24/10/2014
41-101 Ministerial Consent Ministerial Consent 17/10/2014
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 30/09/2014
41-101 Amendments to NI 41-101 Amendments to Instrument 22/09/2014
41-101 Ministerial Consent Ministerial Consent 03/09/2014
41-101 Ministerial Consent Ministerial Consent 12/08/2014
41-101 CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice 17/07/2014
41-101 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice 19/06/2014
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice 22/05/2014
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 01/01/2014
41-101 Ministerial Consent Ministerial Consent 22/10/2013
41-101 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice 17/10/2013
41-101 CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104 CSA Notice 03/10/2013
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 13/08/2013
41-101 Changes to 41-101CP Changes to Companion Policy 13/08/2013
41-101 Companion Policy (Consolidated up to 13 August 2013) Companion Policy 13/08/2013
41-101 Ministerial Consent Ministerial Consent 05/07/2013
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 31/05/2013
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 31/05/2013
41-101 Changes to 41-101CP Changes to Companion Policy 31/05/2013
41-101 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice 30/05/2013
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 14/05/2013
41-101 Amendment Instrument to 41-101 CP Amendments to Instrument 14/05/2013
41-101 Ministerial Consent Ministerial Consent 03/05/2013
41-101 Ministerial Consent Ministerial Consent 26/04/2013
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments CSA Notice 27/03/2013
41-101 Ministerial Consent Ministerial Consent 26/03/2013
41-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
41-101 CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice 14/03/2013
41-101 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice 28/02/2013
41-101 CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form CSA Notice 10/01/2013
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
41-101 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 30/04/2012
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 20/04/2012
41-101 Ministerial Consent Ministerial Consent 13/03/2012
41-101 Ministerial Consent Ministerial Consent 13/03/2012
41-101 CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106 CSA Notice 09/02/2012
41-101 CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 27/01/2012
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice 29/07/2011
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice 15/07/2011
41-101 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice 01/04/2011
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 18/03/2011
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 01/01/2011
41-101 Amendment Instrument to 41-101CP Amendments to Instrument 01/01/2011
41-101 Companion Policy (Consolidated up to 1 January 2011) Companion Policy 01/01/2011
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 30/12/2010
41-101 Ministerial Consent Ministerial Consent 10/12/2010
41-101 Ministerial Consent Ministerial Consent 10/12/2010
41-101 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice 01/10/2010
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice 16/07/2010
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument 30/06/2010
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments CSA Notice 25/06/2010
41-101 Ministerial Consent Ministerial Consent 13/05/2010
41-101 CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice 09/04/2010
41-101 CSA Notice and Request for Comments - Modernization of Scholarship Plan Regulation - Phase 1: A New Prospectus Form for Scholarship Plans, Proposed Amendments to NI 41-101, Form 41-101F2 and Related Amendments CSA Notice 24/03/2010
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
41-101 CSA Notice and Request for Comments - Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice 09/10/2009
41-101 CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice 09/10/2009
41-101 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice 25/09/2009
41-101 CSA Notice and Request for Comment CSA Notice 19/12/2008
41-101 Ministerial Consent Ministerial Consent 08/09/2008
41-101 Amendment Instrument to Form 41-101F2 Amendments to Instrument 08/09/2008
41-101 National Instrument (Consolidated up to 8 September 2008) National Instrument 08/09/2008
41-101 Ministerial Consent Ministerial Consent 17/03/2008
41-101 Amendment Instrument to Implementing Instrument 41-801 Amendments to Instrument 17/03/2008
41-101 Ministerial Consent Ministerial Consent 17/03/2008
41-101 National Instrument National Instrument 17/03/2008
41-101 Companion Policy Companion Policy 17/03/2008
41-101 CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101 CSA Notice 27/06/2007
41-101 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice 21/12/2006
41-101 Ministerial Consent Ministerial Consent 19/07/2005
41-101 New Brunswick Implementing Instrument 41-801 (Repealed) Implementing Instrument 19/07/2005
41-101 National Instrument (Repealed) National Instrument 19/07/2005
41-101 NBSC Notice and Request for Comment Local Notice 17/03/2005