41-101 - General Prospectus Requirements | New Brunswick Financial and Consumer Services Commission

Status:

Current Instruments:

No	Document	Type	Publication Date
41-101	National Instrument (Consolidated up to September 19, 2025)	National Instrument	19/09/2025
41-101	Companion Policy (Consolidated up to March 3, 2025)	Companion Policy	03/03/2025

No	Document	Type	Publication Date
81-409	CSA Consultation Paper 81-409 - Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion	CSA Consultation Paper	19/06/2025
31-930	Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus	Blanket Order	27/06/2024
81-336	CSA Staff Notice 81-336 - Guidance on Crypto Asset Investment Funds that are Reporting Issuers	CSA Notice	06/07/2023
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
44-503	Blanket Order 44-503 Exemption from Certain Prospectus Requirements for Canadian Well-Known Seasoned Issuers	Blanket Order	06/12/2021
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
41-307	CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering	CSA Notice	25/03/2021
51-102	CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020)	CSA Notice	24/09/2020
81-105	CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions	CSA Notice	17/09/2020
81-508	Blanket Order 81-508 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines During the Period from 2 June to 30 September 2020	Blanket Order	20/05/2020
81-506	Blanket Order 81-506 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds	Blanket Order	23/03/2020
43-310	CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)	CSA Notice	05/03/2020
41-101	CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110	CSA Notice	09/04/2015
21-505	Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.	Blanket Order	01/03/2015
11-320	CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon	CSA Notice	15/11/2012
51-336	CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising	CSA Notice	13/09/2011
11-314	CSA Staff Notice 11-314 - Update of CSA Instruments	CSA Notice	06/05/2011
11-314	CSA Staff Notice 11- 314 Update of CSA Instruments	CSA Notice	06/05/2011

History:

No	Document	Type	Publication Date
41-101	Amendments to NI 41-101	Amendments to Instrument	19/09/2025
41-101	Ministerial Consent	Ministerial Consent	07/09/2025
41-101	CSA Notice of Publication – Amendments and Changes to Certain National Instruments and Policies related to Venture Issuer Definition and Majority Voting	CSA Notice	19/06/2025
41-101	National Instrument (Consolidated up to March 3, 2025)	National Instrument	03/03/2025
41-101	Changes to 41-101CP (effective March 3, 2025)	Changes to Companion Policy	03/03/2025
41-101	Amendments to NI 41-101 (effective March 3, 2025)	Amendments to Instrument	03/03/2025
41-101	Ministerial Consent	Ministerial Consent	03/02/2025
41-101	CSA Notice of Amendments – Modernization of the Prospectus Filing Model for Investment Funds	CSA Notice	28/11/2024
41-101	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Continuous Disclosure Modernization for Investment Funds	CSA Notice	19/09/2024
41-101	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting	CSA Notice	01/08/2024
41-101	Companion Policy (Consolidated up to 16 April 2024)	Companion Policy	16/04/2024
41-101	Amendments to NI 41-101	Amendments to Instrument	16/04/2024
41-101	Changes to 41-101CP	Changes to Companion Policy	16/04/2024
41-101	National Instrument (Consolidated up to 16 April 2024)	National Instrument	16/04/2024
41-101	Ministerial Consent	Ministerial Consent	13/03/2024
41-101	CSA Notice of Publication – Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers	CSA Notice	11/01/2024
41-101	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	20/06/2023
41-101	National Instrument (Consolidated up to 9 June 2023)	National Instrument	20/06/2023
41-101	Changes to 41-101CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	24/04/2023
41-101	Amendments to NI 41-101 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
41-101	Ministerial Consent	Ministerial Consent	04/04/2023
41-101	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers	CSA Notice	27/09/2022
41-101	Companion Policy (Consolidated up to 14 April 2022)	Companion Policy	14/04/2022
41-101	Changes to 41-101CP	Changes to Companion Policy	14/04/2022
41-101	CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements	CSA Notice	14/04/2022
41-101	National Instrument (Consolidated up to 13 April 2022)	National Instrument	13/04/2022
41-101	Amendments to NI 41-101	Amendments to Instrument	13/04/2022
41-101	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers	CSA Notice	07/04/2022
41-101	Ministerial Consent	Ministerial Consent	08/02/2022
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 41-101 and NI 81-101 - Modernization of the Prospectus Filing Model for Investment Funds and Consultation Paper on a Base Shelf Prospecting Filing Model for Investment Funds	CSA Notice	27/01/2022
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	06/01/2022
41-101	Changes to 41-101CP (WS 2)	Changes to Companion Policy	06/01/2022
41-101	Changes to 41-101CP (WS 1)	Changes to Companion Policy	06/01/2022
41-101	National Instrument (Consolidated up to 6 January 2022)	National Instrument	06/01/2022
41-101	Companion Policy (Consolidated up to 6 January 2022)	Companion Policy	06/01/2022
41-101	National Instrument (Consolidated up to 5 January 2022)	National Instrument	05/01/2022
41-101	Amendment Instrument to NI 41-101 (WS 9)	Amendments to Instrument	05/01/2022
41-101	Amendment Instrument to NI 41-101 (WS 8)	Amendments to Instrument	05/01/2022
41-101	Amendment Instrument to NI 41-101 (WS 4)	Amendments to Instrument	05/01/2022
41-101	Ministerial Consent	Ministerial Consent	19/10/2021
41-101	CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1	CSA Notice	07/10/2021
41-101	CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements	CSA Notice	12/08/2021
41-101	National Instrument (consolidated up to 31 December 2020)	National Instrument	31/12/2020
41-101	Amendments to NI 41-101	Amendments to Instrument	21/12/2020
41-101	Companion Policy (consolidated up to 18 November 2020)	Companion Policy	18/11/2020
41-101	Changes to 41-101CP	Changes to Companion Policy	18/11/2020
41-101	Ministerial Consent	Ministerial Consent	06/10/2020
41-101	Ministerial Consent	Ministerial Consent	06/10/2020
41-101	CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1	CSA Notice	12/09/2019
41-101	CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements	CSA Notice	05/09/2019
41-101	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
41-101	National Instrument (consolidated up to 3 January 2019)	National Instrument	03/01/2019
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	03/01/2019
41-101	Ministerial Consent	Ministerial Consent	22/10/2018
41-101	CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds	CSA Notice	04/10/2018
41-101	National Instrument (consolidated up to 12 June 2018)	National Instrument	12/06/2018
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	12/06/2018
41-101	Ministerial Consent	Ministerial Consent	29/05/2018
41-101	CSA Notice of Amendments Relating to Designated Rating Organizations	CSA Notice	29/03/2018
41-101	National Instrument (Consolidated up to 1 September 2017)	National Instrument	01/09/2017
41-101	Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP	CSA Notice	06/07/2017
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	08/03/2017
41-101	Changes to 41-101CP	Changes to Companion Policy	08/03/2017
41-101	Companion Policy (Consolidated up to 8 March 2017)	Companion Policy	08/03/2017
41-101	National Instrument (Consolidated up to 8 March 2017)	National Instrument	08/03/2017
41-101	Ministerial Consent	Ministerial Consent	30/01/2017
41-101	CSA Notice of Amendments to NI 41-101, Changes to 41-101CP and Consequential Amendments Regarding Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery	CSA Notice	08/12/2016
41-101	CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds	CSA Notice	22/09/2016
41-101	CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments	CSA Notice	10/12/2015
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	08/12/2015
41-101	Changes to CP 41-101	Changes to Companion Policy	08/12/2015
41-101	National Instrument (Consolidated up to 8 December 2015)	National Instrument	08/12/2015
41-101	Companion Policy (Consolidated up to 8 December 2015)	Companion Policy	08/12/2015
41-101	Ministerial Consent	Ministerial Consent	30/11/2015
41-101	Amendments to NI 41-101	Amendments to Instrument	17/11/2015
41-101	Ministerial Consent	Ministerial Consent	03/11/2015
41-101	CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101	CSA Notice	24/09/2015
41-101	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	30/06/2015
41-101	Changes to 41-101CP	Changes to Companion Policy	30/06/2015
41-101	National Instrument (Consolidated up to 30 June 2015)	National Instrument	30/06/2015
41-101	Companion Policy (Consolidated up to 30 June 2015)	Companion Policy	30/06/2015
41-101	CSA Notice and Request For Comment - Amendments to NI 41-101 General Prospectus Requirements and Related Consequential Amendments	CSA Notice	18/06/2015
41-101	Ministerial Consent	Ministerial Consent	08/06/2015
41-101	Amendments Instrument to NI 41-101	Amendments to Instrument	05/05/2015
41-101	National Instrument (Consolidated up to 5 May 2015)	National Instrument	05/05/2015
41-101	Ministerial Consent	Ministerial Consent	28/04/2015
41-101	CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	19/02/2015
41-101	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101	CSA Notice	27/11/2014
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	24/10/2014
41-101	National Instrument (Consolidated up to 24 October 2014)	National Instrument	24/10/2014
41-101	Ministerial Consent	Ministerial Consent	17/10/2014
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	30/09/2014
41-101	Amendments to NI 41-101	Amendments to Instrument	22/09/2014
41-101	Ministerial Consent	Ministerial Consent	03/09/2014
41-101	Ministerial Consent	Ministerial Consent	12/08/2014
41-101	CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102	CSA Notice	17/07/2014
41-101	CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments	CSA Notice	19/06/2014
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110	CSA Notice	22/05/2014
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	01/01/2014
41-101	Ministerial Consent	Ministerial Consent	22/10/2013
41-101	CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102	CSA Notice	17/10/2013
41-101	CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104	CSA Notice	03/10/2013
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	13/08/2013
41-101	Changes to 41-101CP	Changes to Companion Policy	13/08/2013
41-101	Companion Policy (Consolidated up to 13 August 2013)	Companion Policy	13/08/2013
41-101	Ministerial Consent	Ministerial Consent	05/07/2013
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	31/05/2013
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	31/05/2013
41-101	Changes to 41-101CP	Changes to Companion Policy	31/05/2013
41-101	CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201	CSA Notice	30/05/2013
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	14/05/2013
41-101	Amendment Instrument to 41-101 CP	Amendments to Instrument	14/05/2013
41-101	Ministerial Consent	Ministerial Consent	03/05/2013
41-101	Ministerial Consent	Ministerial Consent	26/04/2013
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments	CSA Notice	27/03/2013
41-101	Ministerial Consent	Ministerial Consent	26/03/2013
41-101	CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations	CSA Notice	14/03/2013
41-101	CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments	CSA Notice	14/03/2013
41-101	CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments	CSA Notice	28/02/2013
41-101	CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form	CSA Notice	10/01/2013
41-101	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
41-101	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
41-101	CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101	CSA Notice	26/07/2012
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	30/04/2012
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	20/04/2012
41-101	Ministerial Consent	Ministerial Consent	13/03/2012
41-101	Ministerial Consent	Ministerial Consent	13/03/2012
41-101	CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106	CSA Notice	09/02/2012
41-101	CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	27/01/2012
41-101	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments	CSA Notice	15/07/2011
41-101	CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose	CSA Notice	01/04/2011
41-101	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	18/03/2011
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	01/01/2011
41-101	Amendment Instrument to 41-101CP	Amendments to Instrument	01/01/2011
41-101	Companion Policy (Consolidated up to 1 January 2011)	Companion Policy	01/01/2011
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	30/12/2010
41-101	Ministerial Consent	Ministerial Consent	10/12/2010
41-101	Ministerial Consent	Ministerial Consent	10/12/2010
41-101	CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions	CSA Notice	01/10/2010
41-101	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	16/07/2010
41-101	Amendment Instrument to NI 41-101	Amendments to Instrument	30/06/2010
41-101	CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments	CSA Notice	25/06/2010
41-101	Ministerial Consent	Ministerial Consent	13/05/2010
41-101	CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2	CSA Notice	09/04/2010
41-101	CSA Notice and Request for Comments - Modernization of Scholarship Plan Regulation - Phase 1: A New Prospectus Form for Scholarship Plans, Proposed Amendments to NI 41-101, Form 41-101F2 and Related Amendments	CSA Notice	24/03/2010
41-101	AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies	CSA Notice	12/03/2010
41-101	AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies	CSA Notice	12/03/2010
41-101	CSA Notice and Request for Comments - Proposed Amendments to Form 81-101F2 and Form 41-101F2	CSA Notice	09/10/2009
41-101	CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2	CSA Notice	09/10/2009
41-101	AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions	CSA Notice	25/09/2009
41-101	CSA Notice and Request for Comment	CSA Notice	19/12/2008
41-101	Ministerial Consent	Ministerial Consent	08/09/2008
41-101	Amendment Instrument to Form 41-101F2	Amendments to Instrument	08/09/2008
41-101	National Instrument (Consolidated up to 8 September 2008)	National Instrument	08/09/2008
41-101	Ministerial Consent	Ministerial Consent	17/03/2008
41-101	Amendment Instrument to Implementing Instrument 41-801	Amendments to Instrument	17/03/2008
41-101	Ministerial Consent	Ministerial Consent	17/03/2008
41-101	National Instrument	National Instrument	17/03/2008
41-101	Companion Policy	Companion Policy	17/03/2008
41-101	CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101	CSA Notice	27/06/2007
41-101	CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed)	CSA Notice	21/12/2006
41-101	Ministerial Consent	Ministerial Consent	19/07/2005
41-101	New Brunswick Implementing Instrument 41-801 (Repealed)	Implementing Instrument	19/07/2005
41-101	National Instrument (Repealed)	National Instrument	19/07/2005
41-101	NBSC Notice and Request for Comment	Local Notice	17/03/2005

41-101 - General Prospectus Requirements

Current Instruments:

Related Documents:

History: