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41-101 - General Prospectus Requirements

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
41-101 National Instrument (Consolidated up to 16 April 2024) National Instrument
41-101 Companion Policy (Consolidated up to 16 April 2024) Companion Policy

Related Documents

No Document Type Publication Date
81-336 CSA Staff Notice 81-336 - Guidance on Crypto Asset Investment Funds that are Reporting Issuers CSA Notice
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
41-307 CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering CSA Notice
51-102 CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020) CSA Notice
81-105 CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions CSA Notice
81-508 Blanket Order 81-508 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines During the Period from 2 June to 30 September 2020 Blanket Order
81-506 Blanket Order 81-506 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds Blanket Order
43-310 CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) CSA Notice
41-101 CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice
51-336 CSA Multilateral Staff Notice 51-336 - Issuers Using Mass Advertising CSA Notice
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice
11-314 CSA Staff Notice 11- 314 Update of CSA Instruments CSA Notice

History

No Document Type Publication Date
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Publication – Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers CSA Notice
41-101 Companion Policy (Consolidated up to 9 June 2023) Companion Policy
41-101 National Instrument (Consolidated up to 9 June 2023) National Instrument
41-101 Changes to 41-101CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
41-101 Amendments to NI 41-101 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers CSA Notice
41-101 Companion Policy (Consolidated up to 14 April 2022) Companion Policy
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice
41-101 National Instrument (Consolidated up to 13 April 2022) National Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101 and NI 81-101 - Modernization of the Prospectus Filing Model for Investment Funds and Consultation Paper on a Base Shelf Prospecting Filing Model for Investment Funds CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP (WS 2) Changes to Companion Policy
41-101 Changes to 41-101CP (WS 1) Changes to Companion Policy
41-101 National Instrument (Consolidated up to 6 January 2022) National Instrument
41-101 Companion Policy (Consolidated up to 6 January 2022) Companion Policy
41-101 National Instrument (Consolidated up to 5 January 2022) National Instrument
41-101 Amendment Instrument to NI 41-101 (WS 9) Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 (WS 8) Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 (WS 4) Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice
41-101 CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice
41-101 National Instrument (consolidated up to 31 December 2020) National Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Companion Policy (consolidated up to 18 November 2020) Companion Policy
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 CSA Notice
41-101 CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice
41-101 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
41-101 National Instrument (consolidated up to 3 January 2019) National Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice
41-101 National Instrument (consolidated up to 12 June 2018) National Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
41-101 National Instrument (Consolidated up to 1 September 2017) National Instrument
41-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Companion Policy (Consolidated up to 8 March 2017) Companion Policy
41-101 National Instrument (Consolidated up to 8 March 2017) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 41-101, Changes to 41-101CP and Consequential Amendments Regarding Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery CSA Notice
41-101 CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds CSA Notice
41-101 CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to CP 41-101 Changes to Companion Policy
41-101 National Instrument (Consolidated up to 8 December 2015) National Instrument
41-101 Companion Policy (Consolidated up to 8 December 2015) Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 National Instrument (Consolidated up to 30 June 2015) National Instrument
41-101 Companion Policy (Consolidated up to 30 June 2015) Companion Policy
41-101 CSA Notice and Request For Comment - Amendments to NI 41-101 General Prospectus Requirements and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 Amendments Instrument to NI 41-101 Amendments to Instrument
41-101 National Instrument (Consolidated up to 5 May 2015) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 National Instrument (Consolidated up to 24 October 2014) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendments to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice
41-101 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice
41-101 CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 Companion Policy (Consolidated up to 13 August 2013) Companion Policy
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Changes to 41-101CP Changes to Companion Policy
41-101 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to 41-101 CP Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice
41-101 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice
41-101 CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
41-101 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106 CSA Notice
41-101 CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Amendment Instrument to 41-101CP Amendments to Instrument
41-101 Companion Policy (Consolidated up to 1 January 2011) Companion Policy
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice
41-101 CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
41-101 Amendment Instrument to NI 41-101 Amendments to Instrument
41-101 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 CSA Notice and Request for Comments - Modernization of Scholarship Plan Regulation - Phase 1: A New Prospectus Form for Scholarship Plans, Proposed Amendments to NI 41-101, Form 41-101F2 and Related Amendments CSA Notice
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
41-101 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
41-101 CSA Notice and Request for Comments - Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
41-101 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice
41-101 CSA Notice and Request for Comment CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to Form 41-101F2 Amendments to Instrument
41-101 National Instrument (Consolidated up to 8 September 2008) National Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 Amendment Instrument to Implementing Instrument 41-801 Amendments to Instrument
41-101 Ministerial Consent Ministerial Consent
41-101 National Instrument National Instrument
41-101 Companion Policy Companion Policy
41-101 CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101 CSA Notice
41-101 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice
41-101 Ministerial Consent Ministerial Consent
41-101 New Brunswick Implementing Instrument 41-801 (Repealed) Implementing Instrument
41-101 National Instrument (Repealed) National Instrument
41-101 NBSC Notice and Request for Comment Local Notice