41-101
CSA Notice of Amendments – Modernization of the Prospectus Filing Model for Investment Funds CSA Notice
28/11/2024
41-101
CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Continuous Disclosure Modernization for Investment Funds CSA Notice
19/09/2024
41-101
CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting CSA Notice
01/08/2024
41-101
Amendments to NI 41-101 Amendments to Instrument
16/04/2024
41-101
Changes to 41-101CP Changes to Companion Policy
16/04/2024
41-101
Ministerial Consent Ministerial Consent
13/03/2024
41-101
CSA Notice of Publication – Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers CSA Notice
11/01/2024
41-101
Companion Policy (Consolidated up to 9 June 2023) Companion Policy
20/06/2023
41-101
National Instrument (Consolidated up to 9 June 2023) National Instrument
20/06/2023
41-101
Changes to 41-101CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
24/04/2023
41-101
Amendments to NI 41-101 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
24/04/2023
41-101
Ministerial Consent Ministerial Consent
04/04/2023
41-101
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers CSA Notice
27/09/2022
41-101
Companion Policy (Consolidated up to 14 April 2022) Companion Policy
14/04/2022
41-101
Changes to 41-101CP Changes to Companion Policy
14/04/2022
41-101
CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements CSA Notice
14/04/2022
41-101
National Instrument (Consolidated up to 13 April 2022) National Instrument
13/04/2022
41-101
Amendments to NI 41-101 Amendments to Instrument
13/04/2022
41-101
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice
07/04/2022
41-101
Ministerial Consent Ministerial Consent
08/02/2022
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 41-101 and NI 81-101 - Modernization of the Prospectus Filing Model for Investment Funds and Consultation Paper on a Base Shelf Prospecting Filing Model for Investment Funds CSA Notice
27/01/2022
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
06/01/2022
41-101
Changes to 41-101CP (WS 2) Changes to Companion Policy
06/01/2022
41-101
Changes to 41-101CP (WS 1) Changes to Companion Policy
06/01/2022
41-101
National Instrument (Consolidated up to 6 January 2022) National Instrument
06/01/2022
41-101
Companion Policy (Consolidated up to 6 January 2022) Companion Policy
06/01/2022
41-101
National Instrument (Consolidated up to 5 January 2022) National Instrument
05/01/2022
41-101
Amendment Instrument to NI 41-101 (WS 9) Amendments to Instrument
05/01/2022
41-101
Amendment Instrument to NI 41-101 (WS 8) Amendments to Instrument
05/01/2022
41-101
Amendment Instrument to NI 41-101 (WS 4) Amendments to Instrument
05/01/2022
41-101
Ministerial Consent Ministerial Consent
19/10/2021
41-101
CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice
07/10/2021
41-101
CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements CSA Notice
12/08/2021
41-101
National Instrument (consolidated up to 31 December 2020) National Instrument
31/12/2020
41-101
Amendments to NI 41-101 Amendments to Instrument
21/12/2020
41-101
Companion Policy (consolidated up to 18 November 2020) Companion Policy
18/11/2020
41-101
Changes to 41-101CP Changes to Companion Policy
18/11/2020
41-101
Ministerial Consent Ministerial Consent
06/10/2020
41-101
Ministerial Consent Ministerial Consent
06/10/2020
41-101
CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 CSA Notice
12/09/2019
41-101
CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements CSA Notice
05/09/2019
41-101
CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
02/05/2019
41-101
National Instrument (consolidated up to 3 January 2019) National Instrument
03/01/2019
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
03/01/2019
41-101
Ministerial Consent Ministerial Consent
22/10/2018
41-101
CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice
04/10/2018
41-101
National Instrument (consolidated up to 12 June 2018) National Instrument
12/06/2018
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
12/06/2018
41-101
Ministerial Consent Ministerial Consent
29/05/2018
41-101
CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
29/03/2018
41-101
National Instrument (Consolidated up to 1 September 2017) National Instrument
01/09/2017
41-101
Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
06/07/2017
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
08/03/2017
41-101
Changes to 41-101CP Changes to Companion Policy
08/03/2017
41-101
Companion Policy (Consolidated up to 8 March 2017) Companion Policy
08/03/2017
41-101
National Instrument (Consolidated up to 8 March 2017) National Instrument
08/03/2017
41-101
Ministerial Consent Ministerial Consent
30/01/2017
41-101
CSA Notice of Amendments to NI 41-101, Changes to 41-101CP and Consequential Amendments Regarding Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery CSA Notice
08/12/2016
41-101
CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds CSA Notice
22/09/2016
41-101
CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments CSA Notice
10/12/2015
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
08/12/2015
41-101
Changes to CP 41-101 Changes to Companion Policy
08/12/2015
41-101
National Instrument (Consolidated up to 8 December 2015) National Instrument
08/12/2015
41-101
Companion Policy (Consolidated up to 8 December 2015) Companion Policy
08/12/2015
41-101
Ministerial Consent Ministerial Consent
30/11/2015
41-101
Amendments to NI 41-101 Amendments to Instrument
17/11/2015
41-101
Ministerial Consent Ministerial Consent
03/11/2015
41-101
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice
24/09/2015
41-101
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice
03/09/2015
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
30/06/2015
41-101
Changes to 41-101CP Changes to Companion Policy
30/06/2015
41-101
National Instrument (Consolidated up to 30 June 2015) National Instrument
30/06/2015
41-101
Companion Policy (Consolidated up to 30 June 2015) Companion Policy
30/06/2015
41-101
CSA Notice and Request For Comment - Amendments to NI 41-101 General Prospectus Requirements and Related Consequential Amendments CSA Notice
18/06/2015
41-101
Ministerial Consent Ministerial Consent
08/06/2015
41-101
Amendments Instrument to NI 41-101 Amendments to Instrument
05/05/2015
41-101
National Instrument (Consolidated up to 5 May 2015) National Instrument
05/05/2015
41-101
Ministerial Consent Ministerial Consent
28/04/2015
41-101
CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
19/02/2015
41-101
CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice
11/12/2014
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice
27/11/2014
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
24/10/2014
41-101
National Instrument (Consolidated up to 24 October 2014) National Instrument
24/10/2014
41-101
Ministerial Consent Ministerial Consent
17/10/2014
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
30/09/2014
41-101
Amendments to NI 41-101 Amendments to Instrument
22/09/2014
41-101
Ministerial Consent Ministerial Consent
03/09/2014
41-101
Ministerial Consent Ministerial Consent
12/08/2014
41-101
CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102 CSA Notice
17/07/2014
41-101
CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
19/06/2014
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 CSA Notice
22/05/2014
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
01/01/2014
41-101
Ministerial Consent Ministerial Consent
22/10/2013
41-101
CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102 CSA Notice
17/10/2013
41-101
CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104 CSA Notice
03/10/2013
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
13/08/2013
41-101
Changes to 41-101CP Changes to Companion Policy
13/08/2013
41-101
Companion Policy (Consolidated up to 13 August 2013) Companion Policy
13/08/2013
41-101
Ministerial Consent Ministerial Consent
05/07/2013
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
31/05/2013
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
31/05/2013
41-101
Changes to 41-101CP Changes to Companion Policy
31/05/2013
41-101
CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice
30/05/2013
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
14/05/2013
41-101
Amendment Instrument to 41-101 CP Amendments to Instrument
14/05/2013
41-101
Ministerial Consent Ministerial Consent
03/05/2013
41-101
Ministerial Consent Ministerial Consent
26/04/2013
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments CSA Notice
27/03/2013
41-101
Ministerial Consent Ministerial Consent
26/03/2013
41-101
CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
14/03/2013
41-101
CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments CSA Notice
14/03/2013
41-101
CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice
28/02/2013
41-101
CSA Notice of Amendments to NI 41-101, Form 41-101F2, Form 41-101F3 and 41-101CP - Implementation of a New Tailored Prospectus Form CSA Notice
10/01/2013
41-101
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
13/09/2012
41-101
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
13/09/2012
41-101
CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
26/07/2012
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
30/04/2012
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
20/04/2012
41-101
Ministerial Consent Ministerial Consent
13/03/2012
41-101
Ministerial Consent Ministerial Consent
13/03/2012
41-101
CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106 CSA Notice
09/02/2012
41-101
CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
27/01/2012
41-101
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
29/07/2011
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice
15/07/2011
41-101
CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice
01/04/2011
41-101
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
18/03/2011
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
01/01/2011
41-101
Amendment Instrument to 41-101CP Amendments to Instrument
01/01/2011
41-101
Companion Policy (Consolidated up to 1 January 2011) Companion Policy
01/01/2011
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
30/12/2010
41-101
Ministerial Consent Ministerial Consent
10/12/2010
41-101
Ministerial Consent Ministerial Consent
10/12/2010
41-101
CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice
01/10/2010
41-101
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
16/07/2010
41-101
Amendment Instrument to NI 41-101 Amendments to Instrument
30/06/2010
41-101
CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments CSA Notice
25/06/2010
41-101
Ministerial Consent Ministerial Consent
13/05/2010
41-101
CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
09/04/2010
41-101
CSA Notice and Request for Comments - Modernization of Scholarship Plan Regulation - Phase 1: A New Prospectus Form for Scholarship Plans, Proposed Amendments to NI 41-101, Form 41-101F2 and Related Amendments CSA Notice
24/03/2010
41-101
AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
12/03/2010
41-101
AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
12/03/2010
41-101
CSA Notice and Request for Comments - Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
09/10/2009
41-101
CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice
09/10/2009
41-101
AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice
25/09/2009
41-101
CSA Notice and Request for Comment CSA Notice
19/12/2008
41-101
Ministerial Consent Ministerial Consent
08/09/2008
41-101
Amendment Instrument to Form 41-101F2 Amendments to Instrument
08/09/2008
41-101
National Instrument (Consolidated up to 8 September 2008) National Instrument
08/09/2008
41-101
Ministerial Consent Ministerial Consent
17/03/2008
41-101
Amendment Instrument to Implementing Instrument 41-801 Amendments to Instrument
17/03/2008
41-101
Ministerial Consent Ministerial Consent
17/03/2008
41-101
National Instrument National Instrument
17/03/2008
41-101
Companion Policy Companion Policy
17/03/2008
41-101
CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101 CSA Notice
27/06/2007
41-101
CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice
21/12/2006
41-101
Ministerial Consent Ministerial Consent
19/07/2005
41-101
New Brunswick Implementing Instrument 41-801 (Repealed) Implementing Instrument
19/07/2005
41-101
National Instrument (Repealed) National Instrument
19/07/2005
41-101
NBSC Notice and Request for Comment Local Notice
17/03/2005