Self-Serve Portal

44-102 - Shelf Distributions

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
44-102 National Instrument (Consolidated up to 31 August 2020) National Instrument 31/08/2020
44-102 Companion Policy (Consolidated up to 31 August 2020) Companion Policy 31/08/2020

Related Documents

No Document Type Publication Date
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order 20/05/2020
51-507 Blanket Order 51-507 Temporary Exemption from Certain Corporate Finance Requirements Blanket Order 23/03/2020
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
44-501 Blanket Order 44-501 - Lapse Date for Shelf Prospectuses Under NI 44-102 Blanket Order 28/04/2006

History

No Document Type Publication Date
44-102 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice 07/04/2022
44-102 Amendments to NI 44-102 Amendments to Instrument 31/08/2020
44-102 Changes to 44-102CP Changes to Companion Policy 31/08/2020
44-102 Ministerial Consent Ministerial Consent 12/08/2020
44-102 CSA Notice of Amendments to NI 44-102 and Changes to 44-102CP relating to At-the-Market Distributions CSA Notice 04/06/2020
44-102 CSA Notice and Request for Comment Proposed Amendments to NI 44-102 and Changes to 44-102CP relating to At-the-Market Distributions CSA Notice 09/05/2019
44-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
44-102 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
44-102 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
44-102 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
44-102 Amendments to NI 44-102 Amendments to Instrument 22/09/2014
44-102 National Instrument (Consolidated up to 22 September 2014) National Instrument 22/09/2014
44-102 Ministerial Consent Ministerial Consent 12/08/2014
44-102 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice 19/06/2014
44-102 Ministerial Consent Ministerial Consent 14/01/2014
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 14/01/2014
44-102 National Instrument (Consolidated up to 14 January 2014) National Instrument 14/01/2014
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 13/08/2013
44-102 Changes to 44-102CP Changes to Companion Policy 13/08/2013
44-102 Companion Policy (Consolidated up to 13 August 2013) Companion Policy 13/08/2013
44-102 Ministerial Consent Ministerial Consent 05/07/2013
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 31/05/2013
44-102 Changes to 44-102CP Changes to Companion Policy 31/05/2013
44-102 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice 30/05/2013
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 14/05/2013
44-102 Amendment Instrument 44-102CP Amendments to Instrument 14/05/2013
44-102 Ministerial Consent Ministerial Consent 03/05/2013
44-102 Ministerial Consent Ministerial Consent 26/04/2013
44-102 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
44-102 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice 28/02/2013
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
44-102 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice 29/07/2011
44-102 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice 15/07/2011
44-102 Companion Policy (Consolidated up to 18 March 2008) Companion Policy 12/05/2011
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 01/01/2011
44-102 Amendment Instrument to 44-102CP (Amendments required in the French version only) Amendments to Instrument 01/01/2011
44-102 Ministerial Consent Ministerial Consent 10/12/2010
44-102 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice 01/10/2010
44-102 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
44-102 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice 25/09/2009
44-102 Ministerial Consent Ministerial Consent 17/03/2008
44-102 Amendment Instrument to Implementing Instrument 44-802 arising from NI 41-101 Amendments to Instrument 17/03/2008
44-102 Amendment Instrument to NI 44-102 arising from NI 41-101 Amendments to Instrument 17/03/2008
44-102 Amendment Instrument to 44-102CP arising from NI 41-101 Amendments to Instrument 17/03/2008
44-102 National Instrument (Consolidated up to 17 March 2008) National Instrument 17/03/2008
44-102 Companion Policy (Consolidated up to 17 March 2008) Companion Policy 17/03/2008
44-102 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice 21/12/2006
44-102 Ministerial Consent Ministerial Consent 25/07/2006
44-807 New Brunswick Implementing Instrument 44-807 adopting amendments to NI 44-102 and 44-102CP arising from NI 44-101 Implementing Instrument 25/07/2006
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument 25/07/2006
44-102 Amendment Instrument to 44-102CP Amendments to Instrument 25/07/2006
44-102 Amendment Instrument to NI 44-102 arising from NI 44-101 (Repealed) Amendments to Instrument 30/12/2005
44-102 Amendment Instrument to 44-102 CP arising from NI 41-101 (Repealed) Amendments to Instrument 30/12/2005
44-102 Emergency Rule - Amendments arising from NI 44-101 (Repealed) Local Rule 21/12/2005
44-802 New Brunswick Implementing Instrument 44-802 Implementing Instrument 16/05/2005
44-102 National Instrument National Instrument 16/05/2005
44-102 Companion Policy Companion Policy 16/05/2005
44-102 Ministerial Consent Ministerial Consent 05/05/2005