Self-Serve Portal

44-102 - Shelf Distributions

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
44-102 National Instrument (Consolidated up to 9 June 2023) National Instrument
44-102 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Related Documents

No Document Type Publication Date
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order
51-507 Blanket Order 51-507 Temporary Exemption from Certain Corporate Finance Requirements Blanket Order
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order
44-501 Blanket Order 44-501 - Lapse Date for Shelf Prospectuses Under NI 44-102 Blanket Order

Request for Comment

Proposed Amendments to National Instrument 44-102 Shelf Distributions relating to Well-known Seasoned Issuers

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before 20 December 2023.

How to Contact

Please send your comments only to the following addresses. Your comments will be forwarded to the remaining jurisdictions: 

The Secretary                                                 Me Philippe Lebel
Ontario Securities Commission                  Corporate Secretary and Executive Director, Legal Affairs
20 Queen Street West                                  Autorité des marchés financiers
22nd Floor, Box 55                                        Place de la Cité, tour Cominar
Toronto, Ontario                                            2640, boulevard Laurier, bureau 400
M5H 3S8                                                          Québec (Québec) G1V 5C1
Fax: 416-593-2318                                        Fax: (514) 864-8381
Email: comments@osc.gov.on.ca              Email: consultation-en-cours@lautorite.qc.ca

 

CSA Notice and Request for Comment - Proposed Amendments to National Instrument 44-102.pdf
Comment Period Opened
23 Sep 2023 to 20 Dec 2023
 Submit a Comment Online

History

No Document Type Publication Date
44-102 CSA Notice and Request for Comment - Proposed Amendments to National Instrument 44-102 Shelf Distributions relating to Well-known Seasoned Issuers CSA Notice
44-102 Amendments to NI 44-102 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
44-102 Changes to 44-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
44-102 Ministerial Consent Ministerial Consent
44-102 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
44-102 CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers CSA Notice
44-102 Companion Policy (Consolidated up to 31 August 2020) Companion Policy
44-102 National Instrument (Consolidated up to 31 August 2020) National Instrument
44-102 Amendments to NI 44-102 Amendments to Instrument
44-102 Changes to 44-102CP Changes to Companion Policy
44-102 Ministerial Consent Ministerial Consent
44-102 CSA Notice of Amendments to NI 44-102 and Changes to 44-102CP relating to At-the-Market Distributions CSA Notice
44-102 CSA Notice and Request for Comment Proposed Amendments to NI 44-102 and Changes to 44-102CP relating to At-the-Market Distributions CSA Notice
44-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
44-102 National Instrument (Consolidated up to 12 June 2018) National Instrument
44-102 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
44-102 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
44-102 Amendments to NI 44-102 Amendments to Instrument
44-102 National Instrument (Consolidated up to 22 September 2014) National Instrument
44-102 Ministerial Consent Ministerial Consent
44-102 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
44-102 Ministerial Consent Ministerial Consent
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 National Instrument (Consolidated up to 14 January 2014) National Instrument
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 Changes to 44-102CP Changes to Companion Policy
44-102 Companion Policy (Consolidated up to 13 August 2013) Companion Policy
44-102 Ministerial Consent Ministerial Consent
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 Changes to 44-102CP Changes to Companion Policy
44-102 CSA Notice of Amendments to NI 41-101, NP 41-201, NI 44-101, NI 44-102, NI 44-103 and NP 47-201 CSA Notice
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 Amendment Instrument 44-102CP Amendments to Instrument
44-102 Ministerial Consent Ministerial Consent
44-102 Ministerial Consent Ministerial Consent
44-102 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
44-102 CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments CSA Notice
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
44-102 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
44-102 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
44-102 CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments CSA Notice
44-102 Companion Policy (Consolidated up to 18 March 2008) Companion Policy
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 Amendment Instrument to 44-102CP (Amendments required in the French version only) Amendments to Instrument
44-102 Ministerial Consent Ministerial Consent
44-102 CSA Notice of Amendments - NI 41-101 General Prospectus Requirements and 41-101CP, NI 44-101 Short Form Prospectus Distributions and 44-101CP and NI 44-102 Shelf Distributions CSA Notice
44-102 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
44-102 AMF and NBSC Staff Notice on Proposed Changes to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions & NI 44-102 Shelf Distributions CSA Notice
44-102 Ministerial Consent Ministerial Consent
44-102 Amendment Instrument to Implementing Instrument 44-802 arising from NI 41-101 Amendments to Instrument
44-102 Amendment Instrument to NI 44-102 arising from NI 41-101 Amendments to Instrument
44-102 Amendment Instrument to 44-102CP arising from NI 41-101 Amendments to Instrument
44-102 National Instrument (Consolidated up to 17 March 2008) National Instrument
44-102 Companion Policy (Consolidated up to 17 March 2008) Companion Policy
44-102 CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 and 43-201 (Repealed) CSA Notice
44-102 Ministerial Consent Ministerial Consent
44-807 New Brunswick Implementing Instrument 44-807 adopting amendments to NI 44-102 and 44-102CP arising from NI 44-101 Implementing Instrument
44-102 Amendment Instrument to NI 44-102 Amendments to Instrument
44-102 Amendment Instrument to 44-102CP Amendments to Instrument
44-102 Amendment Instrument to NI 44-102 arising from NI 44-101 (Repealed) Amendments to Instrument
44-102 Amendment Instrument to 44-102 CP arising from NI 41-101 (Repealed) Amendments to Instrument
44-102 Emergency Rule - Amendments arising from NI 44-101 (Repealed) Local Rule
44-802 New Brunswick Implementing Instrument 44-802 Implementing Instrument
44-102 National Instrument National Instrument
44-102 Companion Policy Companion Policy
44-102 Ministerial Consent Ministerial Consent