Self-Serve Portal

81-102 - Investment Funds

Current Instruments

Category
8 - Mutual Funds
No Document Type Publication Date
81-102 National Instrument (Consolidated up to 13 September 2023) National Instrument
81-102 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Related Documents

No Document Type Publication Date
81-336 CSA Staff Notice 81-336 - Guidance on Crypto Asset Investment Funds that are Reporting Issuers CSA Notice
14-101 CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments CSA Notice
81-509 Blanket Order 81-509 - Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds Blanket Order
81-333 CSA Staff Notice 81-333 Guidance on Effective Liquidity Risk Management for Investment Funds CSA Notice
81-508 Blanket Order 81-508 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines During the Period from 2 June to 30 September 2020 Blanket Order
81-507 Blanket Order 81-507 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities Blanket Order
81-506 Blanket Order 81-506 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds Blanket Order
81-505 Blanket Order 81-505 Exemption from Prescribed Text of Mutual Fund Auditor Reports in NI 81-102 Blanket Order
81-326 CSA Staff Notice 81-326 Update on an Alternative Funds Framework for Investment Funds CSA Notice
11-324 CSA Staff Notice 11-324 - Extension of Comment Period - Proposed Amendments to NI 81-102 and Related Consequential Amendments and Other Matters Concerning NI 81-104 CSA Notice
81-317 CSA Staff Notice 81-317 - Frequently Asked Questions on NI 81-107 Independent Review Committee For Investment Funds CSA Notice

Request for Comment

Proposed Amendments to National Instrument 81-102 Investment Funds

Please address your comments to the Financial and Consumer Services Commission (New Brunswick) and submit it in writing on or before January 17, 2024.

How to Contact

Please send your comments only to the following addresses. Your comments will be forwarded to the remaining jurisdictions: 

The Secretary                                                 Me Philippe Lebel
Ontario Securities Commission                  Corporate Secretary and Executive Director, Legal Affairs
20 Queen Street West                                  Autorité des marchés financiers
22nd Floor, Box 55                                        Place de la Cité, tour Cominar
Toronto, Ontario                                            2640, boulevard Laurier, bureau 400
M5H 3S8                                                          Québec (Québec) G1V 5C1
Fax: 416-593-2318                                        Fax: (514) 864-8381
Email: comments@osc.gov.on.ca              Email: consultation-en-cours@lautorite.qc.ca

 

Proposed Amendments to National Instrument 81-102 Investment Funds.pdf
Comment Period Opened
19 Oct 2023 to 17 Jan 2024
 Submit a Comment Online

History

No Document Type Publication Date
81-102 CSA Notice and Request for Comment - Proposed Amendments to National Instrument 81-102 Investment Funds CSA Notice
81-102 Amendments to NI 81-102 Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 Changes to 81-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
81-102 National Instrument (Consolidated up to 6 January 2022) National Instrument
81-102 Amendment to Instrument to NI 81-102 (WS 2) Amendments to Instrument
81-102 Amendment Instrument to NI 81-102 (WS 1) Amendments to Instrument
81-102 Changes to 81-102CP (WS 1) Changes to Companion Policy
81-102 Companion Policy (Consolidated up to 6 January 2022) Companion Policy
81-102 National Instrument (Consolidated up to 5 January 2022) National Instrument
81-102 Companion Policy (Consolidated up to 5 January 2022) Companion Policy
81-102 Amendment to Instrument NI 81-102 (WS 7) Amendments to Instrument
81-102 Changes to 81-102CP (WS 7) Changes to Companion Policy
81-102 Amendment to Instrument to NI 81-102 (WS 6) Amendments to Instrument
81-102 Changes to 81-102CP (WS 6) Changes to Companion Policy
81-102 Amendment Instrument to NI 81-102 (WS 5) Amendments to Instrument
81-102 Changes to 81-102CP (WS 5) Changes to Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice
81-102 CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1 CSA Notice
81-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
81-102 Companion Policy (Consolidated up to 3 January 2019) Companion Policy
81-102 National Instrument (Consolidated up to 3 January 2019) National Instrument
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Changes to 81-102CP Changes to Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Changes to 81-102CP Changes to Companion Policy
81-102 National Instrument (Consolidated up to 12 June 2018) National Instrument
81-102 Companion Policy (Consolidated up to 12 June 2018) Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 National Instrument (Consolidated up to 14 November 2017) National Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-102 and NI 81-104 CSA Notice
81-102 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
81-102 Notice and Request for Comment Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds Proposed Amendments to NI 81-102 CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 National Instrument (Consolidated up to 8 March 2017) National Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-102 and consequential amendments CSA Notice
81-102 CSA Notice and Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds CSA Notice
81-102 CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments CSA Notice
81-102 National Instrument (Consolidated up to 1 January 2015) National Instrument
81-102 Amendments to NI 81-102 Amendments to Instrument
81-102 National Instrument (Consolidated up to 22 September 2014) National Instrument
81-102 Companion Policy Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
81-102 Amendment Instrument to NI 81-102 (Amendments Required to the French Version Only) Amendments to Instrument
81-102 National Instrument (Consolidated up to 1 January 2014 - Amendments Required to the French Version Only) National Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 Amendments to NI 81-102 Amendments to Instrument
81-102 Changes to 81-102CP (French version only) Changes to Companion Policy
81-102 National Instrument (Consolidated up to 1 January 2014) National Instrument
81-102 Companion Policy (Consolidated up to 31 May 2013 - Amendments required to the French Version only) Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-106, 81-106CP, NI 41-101, NI 81-101, 81-101CP, NI 81-102 and NI 81-104 CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-101, 81-101CP and NI 81-102 CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Changes to 81-102CP Changes to Companion Policy
81-102 Companion Policy (Consolidated up to 31 May 2013) Companion Policy
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and Related Consequential Amendments CSA Notice
81-102 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
81-102 Amendment Instrument Amendments to Instrument
81-102 Companion Policy (Consolidated up to 16 November 2012 - Amended in French version only) Companion Policy
81-102 National Instrument (Consolidated up to 16 November 2012) National Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 Amendments to 81-102CP – Blackline version (modifications required to the French version only). Changes to Companion Policy
81-102 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
81-102 CSA Notice and Request for Comment - Proposed Amendments to 81-101 Mutual Fund Prospectus Disclosure, 81-101F3 and Companion Policy 81-101CP and Consequential Amendments (2nd Publication) CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Amendment Instrument to 81-102CP Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-102 Mutual Funds and 81-102CP, and to NI 81-101, 41-101 and 81-106 CSA Notice
81-102 CSA Notice and Request for Comment - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Proposed Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, 81-101CP and Consequential Amendments CSA Notice
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Amendment Instrument to 81-102CP Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1, 81-101F2, 81-101CP and Related Amendments CSA Notice
81-102 CSA Notice and Request for Comment - Proposed Amendments to NI 81-102 Mutual Funds and NI 81-106 Investment Fund Continuous Disclosure and Related Consequential Amendments CSA Notice
81-102 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
81-102 Companion Policy (Consolidated up to 8 September 2008) Companion Policy
81-102 National Instrument (Consolidated up to 28 September 2009) National Instrument
81-102 AMF and NBSC Staff Notice on Proposed Changes to NI 81-106 Investment Fund Continuous Disclosure, 81-106CP and Related Amendments CSA Notice
81-102 Ministerial Consent Ministerial Consent
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 Amendment Instrument to NI 81-102 Amendments to Instrument
81-102 Amendment Instrument to 81-102CP Amendments to Instrument
81-102 CSA Notice and Request for Comment CSA Notice
81-102 Summary of Comments CSA Notice
81-102 CSA Notice and Request for Comment Regarding Proposed Amendments to NI 81-106 and Proposed Consequential Amendments to NI 81-101, NI 81-102 and NI 41-101 CSA Notice
81-102 Ministerial Consent Ministerial Consent
81-102 Amendment Instrument to NI 81-102 arising from NI 81-107 Amendments to Instrument
81-102 Amendment Instrument to 81-102CP arising from NI 81-107 Amendments to Instrument
81-102 Ministerial Consent Ministerial Consent
81-102 New Brunswick Implementing Instrument 81-809 Implementing Instrument
81-102 National Instrument National Instrument
81-102 Companion Policy Companion Policy
81-102 NBSC Notice and Request for Comment Local Notice