Self-Serve Portal

45-102 - Resale of Securities

Category: 4 - Distribution Requirements
Status:

Current Instruments:

No Document Type Publication Date
45-102 National Instrument (Consolidated up to 9 June 2023) National Instrument
45-102 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Related Documents:

No Document Type Publication Date
13-103 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
45-106 Ministerial Consent Ministerial Consent
11-344 CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions CSA Notice
45-110 Ministerial Consent Ministerial Consent
45-106 CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice
45-110 CSA Notice of Publication of National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions CSA Notice
11-339 CSA Staff Notice 11-339 Notice of Local Changes in Alberta CSA Notice
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
45-506 Blanket Order 45-506 In the Matter of Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended) Blanket Order
11-330 CSA Staff Notice 11-330 Notice of Local Amendments CSA Notice
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice
11-315 CSA Staff Notice 11-315 - Extension of Consultation Period CSA Notice
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice

History:

No Document Type Publication Date
45-102 Amendments to NI 45-102 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
45-102 Changes to 45-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
45-102 Ministerial Consent Ministerial Consent
45-102 National Instrument (Consolidated up to 21 November 2022) National Instrument
45-102 Amendments to NI 45-102 Amendments to Instrument
45-102 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice
45-102 National Instrument (Consolidated up to 21 September 2021) National Instrument
45-102 Amendments to NI 45-102 Amendments to Instrument
45-102 CSA Notice and Request for Comment Proposed NI 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions CSA Notice
45-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
45-102 Companion Policy (Consolidated up to 31 August 2018) Companion Policy
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 Changes to 45-102CP Changes to Companion Policy
45-102 National Instrument (Consolidated up to 12 June 2018) National Instrument
45-102 Companion Policy (Consolidated up to 12 June 2018) Companion Policy
45-102 Ministerial Consent Ministerial Consent
45-102 CSA Notice of Amendments to NI 45-102, NI 31-103, Changes to NP 11-206 and 45-102CP CSA Notice
45-102 Proposed Amendments to 45-102, its related CP as well as Consequential Amendments to NI 31-103 and NP 11-206 CSA Notice
45-102 National Instrument (Consolidated up to 1 April 2017) National Instrument
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 National Instrument (Consolidated up 30 April 2016) National Instrument
45-102 Ministerial Consent Ministerial Consent
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 National Instrument (Consolidated up to 25 January 2016) National Instrument
45-102 Ministerial Consent Ministerial Consent
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 National Instrument (Consolidated up to 8 December 2015) National Instrument
45-102 Ministerial Consent Ministerial Consent
45-102 CSA Notice of Publication of Multilateral Instrument 45-108 Crowdfunding CSA Notice
45-102 Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption CSA Notice
45-102 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 Changes to 45-102 CP Changes to Companion Policy
45-102 National Instrument (Consolidated up to 5 May 2015) National Instrument
45-102 Companion Policy (Consolidated up to 5 May 2015) Companion Policy
45-102 Ministerial Consent Ministerial Consent
45-102 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
45-102 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice
45-102 National Instrument (Consolidated up to 6 May 2011) National Instrument
45-102 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice
45-102 Ministerial Consent Ministerial Consent
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument
45-102 Companion Policy Companion Policy
45-102 National Instrument (Consolidated up to 28 September 2009) National Instrument
45-102 CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions CSA Notice
45-102 CSA Notice and Request for Comment CSA Notice
45-102 Ministerial Consent Ministerial Consent
45-102 Amendment Instrument to New Brunswick Implementing Instrument 45-801 Amendments to Instrument
45-102 Ministerial Consent Ministerial Consent
45-102 New Brunswick Implementing Instrument 45-801 Implementing Instrument
45-102 National Instrument National Instrument
45-102 Companion Policy Companion Policy
45-102 Emergency Rule (Repealed) Local Rule