Self-Serve Portal

45-102 - Resale of Securities

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
45-102 National Instrument (Consolidated up to 21 November 2022) National Instrument 21/11/2022
45-102 Companion Policy (Consolidated up to 31 August 2018) Companion Policy 01/11/2018

Related Documents

No Document Type Publication Date
45-106 Ministerial Consent Ministerial Consent 13/10/2022
11-344 CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions CSA Notice 12/09/2021
45-110 Ministerial Consent Ministerial Consent 29/07/2021
45-106 CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice 28/07/2021
45-110 CSA Notice of Publication of National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions CSA Notice 23/06/2021
11-339 CSA Staff Notice 11-339 Notice of Local Changes in Alberta CSA Notice 01/11/2018
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice 13/04/2017
45-506 Blanket Order 45-506 In the Matter of Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended) Blanket Order 30/06/2016
11-330 CSA Staff Notice 11-330 Notice of Local Amendments CSA Notice 16/06/2016
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice 15/11/2012
11-315 CSA Staff Notice 11-315 - Extension of Consultation Period CSA Notice 15/06/2011
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice 06/05/2011

History

No Document Type Publication Date
45-102 Amendments to NI 45-102 Amendments to Instrument 21/11/2022
45-102 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice 08/09/2022
45-102 National Instrument (Consolidated up to 21 September 2021) National Instrument 21/09/2021
45-102 Amendments to NI 45-102 Amendments to Instrument 21/09/2021
45-102 CSA Notice and Request for Comment Proposed NI 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions CSA Notice 27/02/2020
45-102 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 12/06/2018
45-102 Changes to 45-102CP Changes to Companion Policy 12/06/2018
45-102 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
45-102 Companion Policy (Consolidated up to 12 June 2018) Companion Policy 12/06/2018
45-102 Ministerial Consent Ministerial Consent 29/05/2018
45-102 CSA Notice of Amendments to NI 45-102, NI 31-103, Changes to NP 11-206 and 45-102CP CSA Notice 29/03/2018
45-102 Proposed Amendments to 45-102, its related CP as well as Consequential Amendments to NI 31-103 and NP 11-206 CSA Notice 29/06/2017
45-102 National Instrument (Consolidated up to 1 April 2017) National Instrument 01/04/2017
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 30/04/2016
45-102 National Instrument (Consolidated up 30 April 2016) National Instrument 30/04/2016
45-102 Ministerial Consent Ministerial Consent 15/03/2016
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 25/01/2016
45-102 National Instrument (Consolidated up to 25 January 2016) National Instrument 25/01/2016
45-102 Ministerial Consent Ministerial Consent 12/01/2016
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 08/12/2015
45-102 National Instrument (Consolidated up to 8 December 2015) National Instrument 08/12/2015
45-102 Ministerial Consent Ministerial Consent 30/11/2015
45-102 CSA Notice of Publication of Multilateral Instrument 45-108 Crowdfunding CSA Notice 05/11/2015
45-102 Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption CSA Notice 29/10/2015
45-102 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice 24/09/2015
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 05/05/2015
45-102 Changes to 45-102 CP Changes to Companion Policy 05/05/2015
45-102 National Instrument (Consolidated up to 5 May 2015) National Instrument 05/05/2015
45-102 Companion Policy (Consolidated up to 5 May 2015) Companion Policy 05/05/2015
45-102 Ministerial Consent Ministerial Consent 28/04/2015
45-102 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
45-102 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice 27/11/2014
45-102 National Instrument (Consolidated up to 6 May 2011) National Instrument 06/05/2011
45-102 CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products and Propose CSA Notice 01/04/2011
45-102 Ministerial Consent Ministerial Consent 28/09/2009
45-102 Amendment Instrument to NI 45-102 Amendments to Instrument 28/09/2009
45-102 Companion Policy Companion Policy 28/09/2009
45-102 National Instrument (Consolidated up to 28 September 2009) National Instrument 28/09/2009
45-102 CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions CSA Notice 17/07/2009
45-102 CSA Notice and Request for Comment CSA Notice 29/02/2008
45-102 Ministerial Consent Ministerial Consent 25/09/2007
45-102 Amendment Instrument to New Brunswick Implementing Instrument 45-801 Amendments to Instrument 25/09/2007
45-102 Ministerial Consent Ministerial Consent 01/09/2005
45-102 New Brunswick Implementing Instrument 45-801 Implementing Instrument 01/09/2005
45-102 National Instrument National Instrument 01/09/2005
45-102 Companion Policy Companion Policy 01/09/2005
45-102 Emergency Rule (Repealed) Local Rule 29/09/2004