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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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54 Results

Richard Wylie

Richard Wylie

Sean Wilson

Jarislowsky Fraser Limited

Jones Heward Investment Counsel Inc

Education Fund Services Inc

IPC Investment Corporation

Regal Capital Planners Ltd.

MacDougall, MacDougall & MacTier Inc.

National Bank Financial Inc.

Bruce R.H. Logan

Brian Lund

Fortune Investment Corp.

Paul Wilson

Earle M. Smith

Jean-Marc Vienneau

Midland Walwyn Capital Inc.

Kenneth Layden

Investors Group Financial Services Inc.

Reginald Roussel

Strata Distribution Services Limited

Canadian American Financial Corporation

Janet Miller

Gerard Lizotte

Normand Shott

David Campbell

PFSL Investments Canada Limited

Money Concepts Group Capital Corp.

Donald MacKay

Fernand Robichaud

Ulysse Kerry

Clyde Woodworth

Burton Folkins

Edward MacDermaid

Harold Killiam

Lowell Loveday

André Quéré

John Doucet

Ronald Woodman

Peta Shaughn Drummond