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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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1402 Result(s)

Priest Financial Group

Type: Notice of Adjournment of Motion

Priest Phillips Management Corp.

Priest Phillips Professional Corp.

William Watson Priest

Type: Notice of Adjournment of Motion

613247 N.B. Ltd.

Type: Notice of Hearing of Motion

Centum Home Mortgage Corp.

Christopher Raymond Phillips

DLC Priest Financial

Type: Notice of Hearing of Motion

James Edward Sellars (applicant on review)

Keybase Financial Group Inc.

George Wayne Mallett

Type: Amended and Consolidated Notice of Hearing
Type: Notice of Adjournment of Hearing
Type: Amended and Consolidated Notice of Hearing

Joe Jr. Trevino

Type: Reasons for Decisions

Ronin Group L.L.C.

Type: Reasons for Decisions

Ronin Operating L.L.C.

Type: Reasons for Decisions

Armel Drapeau

Type: Notice of Adjournment of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Notice of Hearing
Type: Reasons for Decision on Motion-Part 2
Type: Amended and Consolidated Notice of Hearing
Type: Decision

Pierre Emond

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2
Type: Amended and Consolidated Notice of Hearing
Type: Decision

Pierre Emond, Armel Drapeau & Jules Bossé

Andrew J. Trites

Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion

Andrew Mitchell Holdings, LLC

James A. MacCallum

Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion

Rebekah Donszelmann

Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call

Steven Vincent Weeres

Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call

Mayer Hoffer

Type: Order
Type: Notice of Settlement Hearing

Ronald A. Medoff

Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing
Type: Amended and Consolidated Notice of Hearing

St. Clair Research Associates Inc.

Villabar Real Estate Inc.

New Century International

Ray Reynolds

Type: Order
Type: Amended Statement of Allegations
Type: Notice of Hearing
Type: Statement of Allegations

Mayer Hoffer

Type: Settlement Agreement
Type: Notice of Adjournment of Hearing
Type: Amended and Consolidated Notice of Hearing