Skip to main content

Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

1313 Result(s)

Drever, Lorne

Type: Notice of Hearing
Type: Order

Drummond, Peta Shaughn

Type: Reasons for Decisions

Dumont, Claude and Excellence Realty Ltd

Education Fund Services Inc

Type: Order and Decision

Emond, Pierre

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Hearing
Type: Notice of Discontinuance (Bossé)
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2
Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing
Type: Statement of Allegations
Type: Order
Type: Order
Type: Order
Type: Notice of Motion
Type: Motion

Falcon Petroleum Resources

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Notice to Continue
Type: Notice of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Withdrawal
Type: Notice of Hearing
Type: Statement of Allegations

First Alliance Management Inc.

Type: Reasons for Decisions
Type: Cease Trade Order
Type: Ex-parte Temporary Order
Type: Notice of Hearing
Type: Statement of Allegations

First Global Ventures S.A.

Type: Decision on Administrative Penalties and Costs
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Consent Order
Type: Supplementary Notice of Hearing
Type: Amended Statement of Allegations
Type: Order
Type: Order
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Order

Flash Funding International Corp.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Fletcher, Dean J.E. (of Harvey Insurance Limited)

Type: Superintendent’s Decision and Order

FNT Forever New Technologies, Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Folkins, Burton

Type: Order

Fortune Investment Corp.

Type: Order

Freedman, Ted

Type: Reasons for Decisions
Type: Cease Trade Order
Type: Notice of Hearing
Type: Ex-parte Temporary Order
Type: Statement of Allegations

Friesen, Kelly

Type: Reasons for Decisions
Type: Order

Fulton, Ronald J.

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Fundy Minerals Ltd.

Type: Decision and Order
Type: Temporary Order

Gauthier, Patrick

Type: Order
Type: Notice of Hearing
Type: Motion

Gerald David Webster & Unity Realty Inc.

Type: Reasons for Decision and Order of the Director of Consumer Affairs

GILDEA (aka Bill GILDEA), William

Type: Notice of Pre-Hearing Conference
Type: Notice of Hearing
Type: Statement of Allegations

Gilles Essiembre

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Global Bonds Fund Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion