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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

1313 Result(s)

Bosse, Jules

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2
Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Adjournment of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing
Type: Statement of Allegations
Type: Order
Type: Order
Type: Order
Type: Notice of Motion
Type: Motion

Bradley Corporate Services Ltd.

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Reasons for Decisions
Type: Order
Type: Second Consolidated and Amended Notice of Hearing
Type: Settlement Agreement
Type: Reasons for Decisions
Type: Second Amended Statement of Allegations
Type: Notice of Hearing
Type: Notice of Hearing
Type: Order
Type: Order
Type: Order
Type: Settlement Agreement
Type: Amended Statement of Allegations
Type: Notice of Motion
Type: Statement of Allegations
Type: Consent Order
Type: Order
Type: Notice of Hearing
Type: Order

Briand, Craig D.

Type: Order
Type: Settlement Agreement
Type: Notice of Settlement Hearing
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Briand, Harrison & Associates Corporation

Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Statement of Allegations

Brien, Alain

Type: Reasons for Decisions
Type: Order
Type: Settlement Agreement
Type: Notice of Hearing

Cache Metals RRSP Inc.

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Statement of Allegations

Campbell, David

Type: Reasons for Decisions
Type: Amended Statement of Allegations
Type: Consolidated Amended Notice of Hearing
Type: Consent Order
Type: Order
Type: Supplementary Notice of Hearing
Type: Supplementary Statement of Allegations
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Temporary Cease Trade Order

Campbell, Donald

Type: Order

Canadian American Financial Corporation

Type: Decision
Type: Decision

Centre de Traitement d'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC

Centre de Traitement d'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC

Centum Home Mortgage Corp.

Type: Notice of Discontinuance
Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

CITCAP Groupe Financier Inc.

Type: Order
Type: Notice of Hearing
Type: Motion

CMG - Worldsource Financial Services Inc.

Cody, Michael

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Reasons for Decisions
Type: Order
Type: Second Consolidated and Amended Notice of Hearing
Type: Order
Type: Settlement Agreement
Type: Reasons for Decisions
Type: Second Amended Statement of Allegations
Type: Notice of Hearing
Type: Order