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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
TO
1402 Result(s)

Scott Parker

Type: Notice of Hearing

Sean Ayears

Type: Statement of Allegations
Type: Notice of Hearing

Falcon Petroleum Resources

Flash Funding International Corp.

FNT Forever New Technologies, Inc.

Global Bonds Fund Inc.

Type: Amended and Consolidated Notice of Hearing of Motion

Global Capital & Financial Corp.

Int. Teleworld Inc.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Luminary Minerals Ltd.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Motion

NNR N. Natural Resources Inc. et. al.

Prudential Global Real Estate Corp.

RAK Marine International Inc.

Secured Precious Metals International

Texas Energy Management

George Wayne Mallett

Type: Reasons for Decision on Motion
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Pre-Hearing Conference
Type: Amended and Consolidated Notice of Hearing

Richard A. Scott

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Cache Metals RRSP Inc.

Type: Notice of Adjournment of Hearing

Rebekah Donszelmann

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits

Steven Vincent Weeres

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits

Mayer Hoffer

Type: Notice of Pre-Hearing Conference

Ronald A. Medoff

Type: Notice of Pre-Hearing Conference

St. Clair Research Associates Inc.

Villabar Real Estate Inc.

James Edward Sellars (applicant on review)

Keybase Financial Group Inc.

Charline Hurley

Type: Order
Type: Order
Type: Notice of Hearing of Motion
Type: Motion

Donat Robichaud Residence Inc.

Larry Hurley

Type: Order
Type: Order
Type: Notice of Motion
Type: Motion

New Century International

Ray Reynolds

Type: Reasons for Decisions

613247 N.B. Ltd.

Type: Notice of Adjournment of Motion

Centum Home Mortgage Corp.

Christopher Raymond Phillips

DLC Priest Financial

Type: Notice of Adjournment of Motion

Priest Financial Group

Priest Phillips Management Corp.

Priest Phillips Professional Corp.

William Watson Priest