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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

1313 Result(s)

Cody, Michael

Type: Settlement Agreement
Type: Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations
Type: Order
Type: Consent Order
Type: Notice of Hearing

Corcoran, Jim

Type: Order
Type: Amended Notice of Motion
Type: Notice of Hearing
Type: Motion
Type: Order
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

Couch, Jeanette Cleone

Type: Reasons for Decisions
Type: Order

Crainshaw International Ltd.

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

da Silva, Carlos

Type: Reasons for Decisions
Type: Consolidated Amended Statement of Allegations
Type: Consolidated Amended Notice of Hearing
Type: Consent Order
Type: Order
Type: Supplementary Notice of Hearing
Type: Supplementary Statement of Allegations
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Temporary Cease Trade Order

Dizcarra, George

Type: Reasons for Decisions
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Temporary Order

DLC Priest Financial

Type: Notice of Discontinuance
Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Donat Robichaud Residence Inc.

Type: Order
Type: Order
Type: Notice of Hearing of Motion
Type: Motion

Donszelmann, Rebekah

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits
Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call
Type: Amended Statement of Allegations
Type: Statement of Allegations

Doucet, John

Type: Reasons for Decisions

Drapeau, Armel

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Hearing
Type: Notice of Discontinuance (Bossé)
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2
Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing
Type: Order
Type: Order
Type: Order
Type: Notice of Motion
Type: Motion
Type: Statement of Allegations

Drever, Lorne

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Reasons for Decisions
Type: Order
Type: Second Consolidated and Amended Notice of Hearing
Type: Order
Type: Settlement Agreement
Type: Reasons for Decisions
Type: Second Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Settlement Agreement
Type: Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations
Type: Consent Order
Type: Order